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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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149 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-1856 Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC Press Releases, Supervisory convergence Press Release DOWNLOAD 137.72 KB
ESMA71-99-1263 Press release: ESMA calls for strengthened supervision on suspicious transaction reporting Market Abuse, Supervisory convergence Press Release DOWNLOAD 100.61 KB
2012/300 Prospectus Directive – Good Practices in the approval process Supervisory convergence Final Report DOWNLOAD 467.38 KB
ESMA70-151-3035 PTRR consultation_Response Form Post Trading, Supervisory convergence Reference DOWNLOAD 774.88 KB
Related documents Consultation Report PTRR Services - Article 85(3a) of EMIR
Summary
Translated versions
ESMA32-63-1156 Public statement Application of TD requirements following Brexit Brexit, Issuer disclosure, Financial reporting, Supervisory convergence Statement DOWNLOAD 104.37 KB
ESMA70-1861941480-56 Q&A on MiFIR data reporting Supervisory convergence, Trading Q&A DOWNLOAD 1.26 MB
ESMA31-62-780 Q&A on Prospectus Related Topics Brexit, Issuer disclosure, Prospectus, Corporate Governance, About ESMA, Prospectus, Supervisory convergence Q&A DOWNLOAD 957.9 KB
ESMA34-32-352 Q&A on the Application of the AIFMD Fund Management, Supervisory convergence Q&A DOWNLOAD 805.75 KB
ESMA70-145-114 Q&A on the Benchmarks Regulation (BMR) Benchmarks, Supervisory convergence Q&A DOWNLOAD 730.96 KB
ESMA70-156-4448 Q&As - Central Securities Depositories Regulation Post Trading, Supervisory convergence Q&A DOWNLOAD 608.2 KB
ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics Investor protection, Supervisory convergence Q&A DOWNLOAD 1.18 MB
ESMA31-67-127 Question and answers on Transparency Directive (TD) Brexit, Issuer disclosure, Prospectus, Supervisory convergence, Transparency Q&A DOWNLOAD 352.79 KB
ESMA42-110-3354 Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 155.7 KB
Related documents Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA74-362-991 Reponse form CP DRSP Criteria for Derogation Supervisory convergence, Trading Reference DOWNLOAD 761.38 KB
2011/194 Report - Mapping of the Transparency Directive Supervisory convergence Final Report DOWNLOAD 1.15 MB
ESMA70-156-3351 Report on PTRR services with regards to the clearing obligation Post Trading, Supervisory convergence Report DOWNLOAD 2.03 MB
ESMA42-110-3265 Report on the independence of National Competent Authorities Supervisory convergence Report DOWNLOAD 458.92 KB
ESMA32-334-150 Report On the use of Alternative Performance Measures and on the compliance with ESMA’s APM Guidelines Issuer disclosure, Supervisory convergence Report DOWNLOAD 800.36 KB
ESMA74-362-546 Response form - CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Post Trading, Supervisory convergence, Trade Repositories Reference DOWNLOAD 771.64 KB
Related documents CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Response form -Table of fields - CP on the TS under EMIR REFIT
Summary
Translated versions
ESMA74-362-113 Response form -Table of fields - CP on the TS under EMIR REFIT Post Trading, Supervisory convergence, Trade Repositories Reference DOWNLOAD 67.82 KB
Related documents CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Response form - CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT
Summary
Translated versions