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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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181 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-1256 ESMA CRAs TRs thematic fees report Press Releases, Supervisory convergence, Trade Repositories Press Release DOWNLOAD 101.41 KB
Related documents CRAs and TRs Follow Up Fees Factsheet CRAs and TRs Follow Up Fees Factsheet
Summary
Translated versions
ESMA80-196-3218 Follow-up Report on fees charged by CRAs and TRs Credit Rating Agencies, Supervisory convergence, Trade Repositories Report DOWNLOAD 606.45 KB
ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet Credit Rating Agencies, Supervisory convergence, Trade Repositories Reference DOWNLOAD 122.09 KB
Related documents Follow-up Report on fees charged by CRAs and TRs
Summary
Translated versions
ESMA71-99-1263 Press release: ESMA calls for strengthened supervision on suspicious transaction reporting Market Abuse, Supervisory convergence Press Release DOWNLOAD 100.61 KB
ESMA42-111-4916 STOR Peer Review Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
ESMA70-151-2820 Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR   Post Trading, Supervisory convergence Report DOWNLOAD 819.71 KB
ESMA42-111-4895 EMIR data quality peer review Post Trading, Supervisory convergence Report DOWNLOAD 862.01 KB
ESMA71-319-144 Building the EU Capital Markets Union while fostering global financial markets - EU-Asia Financial Dialogue/ASIFMA Conference International cooperation, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 135.51 KB
ESMA70-156-835 Supervisory Briefing PreTradeTransparency Non-Equity Instruments Trading, Supervisory convergence Report DOWNLOAD 148.65 KB
ESMA70-151-1019 Consolidated SFTR_Validation_Rules Securities Financing Transactions Reference DOWNLOAD 120.19 KB
ESMA70-151-2371 Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR Securities Financing Transactions Reference DOWNLOAD 757.3 KB
ESMA70-151-1985 Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR Securities Financing Transactions Consultation Paper DOWNLOAD 1.32 MB
ESMA31-62-780 Q&A on Prospectus Related Topics Brexit, Issuer disclosure, Prospectus, Corporate Governance, About ESMA, Prospectus, Supervisory convergence Q&A DOWNLOAD 957.9 KB
ESMA71-99-1136 SCSC Chair reappointed Board of Supervisors, Supervisory convergence Statement DOWNLOAD 78.43 KB
ESMA71-319-91 Brexit – the regulatory challenges Brexit, Fund Management, Trading, Post Trading, Speeches, Supervisory convergence Speech DOWNLOAD 175.3 KB
ESMA35-43-1493 MiFID II supervisory briefing on the use of third-country branches by EU firms Brexit, Investor protection, Supervisory convergence Reference DOWNLOAD 469.29 KB
ESMA42-114-647 ESMA's Supervisory Convergence Work Programme 2019 Board of Supervisors, Supervisory convergence Reference DOWNLOAD 334.85 KB
ESMA20-95-1105 2019 Regulatory Work Programme Board of Supervisors, About ESMA, Supervisory convergence Report DOWNLOAD 308.68 KB
ESMA70-151-1719 Letter to VP Dombrovskis on opinion on SFTR Securities Financing Transactions Letter DOWNLOAD 213.13 KB
Related documents On the European Commission’s proposed amendments to SFTR Letter from European Commission on SFTR draft RTS
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ESMA70-151-1651 Annex 1 Letter from European Commission on SFTR draft RTS Securities Financing Transactions Letter DOWNLOAD 159.5 KB
Related documents On the European Commission’s proposed amendments to SFTR Letter to VP Dombrovskis on opinion on SFTR
Summary
Translated versions