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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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181 documents
Date Reference Title Sections Type Main document Info
ESMA31-68-153 Closing Keynote CMU Mid Term Review Public Hearing - Steven Maijoor Speeches, Supervisory convergence Speech DOWNLOAD 154.17 KB
ESMA71-844457584-345 ESMA publishes 2017 Supervisory Convergence Work Programme Press Releases, Supervisory convergence Press Release DOWNLOAD 151.67 KB
ESMA42-397158525-448 2017 Supervisory Convergence Work Programme Supervisory convergence Reference DOWNLOAD 540.81 KB
ESMA42-1643088512-2962 ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution Investor protection, Trading, Supervisory convergence Report DOWNLOAD 774.17 KB
2016/1409 SFTR Tables Post Trading, Securities Financing Transactions Reference DOWNLOAD 45.84 KB
2016/1411 ESMA consults on future reporting rules for securities financing transactions Post Trading, Press Releases, Securities Financing Transactions Press Release DOWNLOAD 148.11 KB
Related documents Draft RTS and ITS under SFTR and amendments to related EMIR RTS
Summary
Translated versions
2016/1409 Draft RTS and ITS under SFTR and amendments to related EMIR RTS Post Trading, Securities Financing Transactions Consultation Paper DOWNLOAD 5.63 MB
2016/1047 Press Release Prospectus Peer Review Prospectus, Supervisory convergence Press Release DOWNLOAD 188.52 KB
2016/1055 Peer Review Report on Prospectus Approval Process Prospectus, Supervisory convergence Final Report DOWNLOAD 1.23 MB
2016/989 Speech ISLA's 25th Anniversary Conference - Steven Maijoor, 22 June 2016, Vienna Securities Financing Transactions, Speeches Speech DOWNLOAD 242.25 KB
2016/582 ESMA finds room for improvement in national supervision of investment advice to retail clients Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 107.49 KB
Related documents Suitability Peer Review - Final Report Suitability Peer Review - Annex
Summary
Translated versions
2016/585 Suitability Peer Review - Annex Investor protection, Supervisory convergence Final Report DOWNLOAD 987.81 KB
2016/584 Suitability Peer Review - Final Report Investor protection, Supervisory convergence Final Report DOWNLOAD 459.35 KB
2016/229 ToR SCSC Supervisory convergence Reference DOWNLOAD 93.7 KB
2016/406 ESMA publishes report on EU accounting enforcement in 2015 Issuer disclosure, Financial reporting, Press Releases, Supervisory convergence Press Release DOWNLOAD 121.47 KB
2016/410 ESMA Report on Enforcement and Regulatory Activities of Accounting Enforcers in 2015 Issuer disclosure, Financial reporting, Supervisory convergence Report DOWNLOAD 692.52 KB
2016/297 Follow-up MMF Fund Management, Supervisory convergence Report DOWNLOAD 882.13 KB
2016/284 ESMA publishes first supervisory convergence work programme About ESMA, Press Releases, Supervisory convergence Press Release DOWNLOAD 107.18 KB
Related documents 2016 Supervisory Convergence Work Programme 2016 Work Programme 2016 Regulatory Work Programme
Summary
Translated versions
2016/203 2016 Supervisory Convergence Work Programme About ESMA, Supervisory convergence Reference DOWNLOAD 340.61 KB
Related documents 2016 Regulatory Work Programme 2016 Work Programme
Summary
Translated versions
2015/1791 Peer Review Report Compliance with SSR as regards Market Making activities Supervisory convergence Report DOWNLOAD 615.09 KB