Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
204 documents
Date Reference Title Sections Type Main document Info
ESMA42-111-4916 STOR Peer Review Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
ESMA70-151-2820 Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR   Post Trading, Supervisory convergence Report DOWNLOAD 819.71 KB
ESMA42-111-4895 EMIR data quality peer review Post Trading, Supervisory convergence Report DOWNLOAD 862.01 KB
ESMA71-319-144 Building the EU Capital Markets Union while fostering global financial markets - EU-Asia Financial Dialogue/ASIFMA Conference International cooperation, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 135.51 KB
ESMA41-356-39 Public notice Regis-TR Trade Repositories Reference DOWNLOAD 142.96 KB
ESMA71-99-1181 Press release: ESMA fines Regis-TR S.A. €56,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 115.68 KB
esma41-356-34 Enforcement decision Regis-TR Trade Repositories Reference DOWNLOAD 377.19 KB
ESMA70-156-835 Supervisory Briefing PreTradeTransparency Non-Equity Instruments Trading, Supervisory convergence Report DOWNLOAD 148.65 KB
ESMA80-196-2575 Guidance on EMIR and SFT TR registration Trade Repositories Reference DOWNLOAD 143.78 KB
ESMA31-62-780 Q&A on Prospectus Related Topics Brexit, Issuer disclosure, Prospectus, Corporate Governance, About ESMA, Prospectus, Supervisory convergence Q&A DOWNLOAD 957.9 KB
ESMA90-1-83 Brexit Update March 2019 Brexit, Credit Rating Agencies, Trading, Market data, Post Trading, Trade Repositories Statement DOWNLOAD 121.13 KB
ESMA71-99-1136 SCSC Chair reappointed Board of Supervisors, Supervisory convergence Statement DOWNLOAD 78.43 KB
ESMA71-319-91 Brexit – the regulatory challenges Brexit, Fund Management, Trading, Post Trading, Speeches, Supervisory convergence Speech DOWNLOAD 175.3 KB
ESMA35-43-1493 MiFID II supervisory briefing on the use of third-country branches by EU firms Brexit, Investor protection, Supervisory convergence Reference DOWNLOAD 469.29 KB
ESMA42-114-647 ESMA's Supervisory Convergence Work Programme 2019 Board of Supervisors, Supervisory convergence Reference DOWNLOAD 334.85 KB
ESMA20-95-1105 2019 Regulatory Work Programme Board of Supervisors, About ESMA, Supervisory convergence Report DOWNLOAD 308.68 KB
ESMA71-99-1096 ESMA and EU securities regulators MoUs with FCA Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories Press Release DOWNLOAD 80.5 KB
ESMA80-187-149 Public statement - Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union Brexit, Credit Rating Agencies, Trade Repositories Statement DOWNLOAD 137.78 KB
ESMA42-111-4479 Peer review on the Guidelines on ETFs and other UCITS issues Supervisory convergence Final Report DOWNLOAD 1.11 MB
ESMA42-110-998 Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union Brexit, Supervisory convergence Statement DOWNLOAD 128.92 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union
Summary
Translated versions