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10-1158 |
CESR comment letter regarding the IAASB consultation on the Exposure Draft on ISAE 3420, Assurance Reports on the Process to Compile Pro Forma Financial Information Included in a Prospectus |
CESR Archive, Audit |
Letter |
DOWNLOAD 156.61 KB |
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10-1353 |
CESR Comment letter to the IAASB regarding the Consultation on the proposed revisions to International Standard on Auditing (ISA) 315, Identifying and Assessing the Risks of Material Misstatement through Understanding the Entity and Its Environment, and |
CESR Archive, Audit |
Letter |
DOWNLOAD 140.38 KB |
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10-1541 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis |
Joint Committee, Audit |
Letter |
DOWNLOAD 144.8 KB |
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10-1541 Annex 1 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CESR annex |
Joint Committee, Audit |
Letter |
DOWNLOAD 159.33 KB |
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10-1541 Annex 2 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEBS annex |
Joint Committee, Audit |
Letter |
DOWNLOAD 120.57 KB |
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10-1541 Annex 3 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEIOPS annex |
Joint Committee, Audit |
Letter |
DOWNLOAD 87.69 KB |
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2011/26 |
Summary Report on the mapping of contingency measures |
Supervisory convergence |
Final Report |
DOWNLOAD 93.63 KB |
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2011/27 |
Press release - ESMA finds diversity across Europe in regulators’ contingency measures for financial crisis situations |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 31.5 KB |
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2011/116 Annex 2 |
Progress report on equivalence of Indian Accounting Standards with IFRS |
Audit |
Report |
DOWNLOAD 399.46 KB |
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2011/194 |
Report - Mapping of the Transparency Directive |
Supervisory convergence |
Final Report |
DOWNLOAD 1.15 MB |
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2011/195 |
Press release - ESMA investigates how Member States have implemented the Transparency Directive |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 61.34 KB |
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2011/211 |
Public statement - Retrospective Adjustments to Financial Statements Following Rejection Notes Published by the IFRS Interpretations Committee |
Issuer disclosure, Audit |
Statement |
DOWNLOAD 29.57 KB |
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2011/353 |
Comment letter to the IAASB - IAASB Consultation Paper |
Audit |
Letter |
DOWNLOAD 243.33 KB |
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2011/BS/229 |
Decision of the European Securities and Markets Authority establishing its Review Panel |
Board of Supervisors, About ESMA, Supervisory convergence |
Decision |
DOWNLOAD 35.86 KB |
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2012/270 |
Actual use of sanctioning powers under MAD |
Supervisory convergence |
Final Report |
DOWNLOAD 1.55 MB |
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2012/272 |
ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 199.56 KB |
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2012/330 |
ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 177.71 KB |
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2012/300 |
Prospectus Directive – Good Practices in the approval process |
Supervisory convergence |
Final Report |
DOWNLOAD 467.38 KB |
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2012/849 |
Letter to IAASB on Improving the Auditor's Report |
Audit |
Letter |
DOWNLOAD 263.73 KB |
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ESMA/2013/476 |
Peer Review–Money Market Fund Guidelines |
Supervisory convergence |
Final Report |
DOWNLOAD 763.46 KB |
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