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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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263 documents
Date Reference Title Sections Type Main document Info
ESMA80-416-1608 Terms of Reference - ESMA Supervisory Policy Committee Supervisory convergence Reference DOWNLOAD 187.92 KB
ESMA70-156-4448 Q&As - Central Securities Depositories Regulation Post Trading, Supervisory convergence Q&A DOWNLOAD 608.2 KB
ESMA71-102-173 ESMA Q&As - list of questions currently under development Supervisory convergence Reference DOWNLOAD 138.43 KB
ESMA42-111-7381 Peer review on supervision of CSDs providing cross–border services or participating in interoperable links Supervisory convergence Final Report DOWNLOAD 762.77 KB
ESMA24-442-152 Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 Investor protection, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 134.02 KB
ESMA71-99-2062 ESMA publishes its assessment of the Brexit relocation processes Brexit, Supervisory convergence Press Release DOWNLOAD 96.02 KB
ESMA42-111-7468 Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU Brexit, Supervisory convergence Report DOWNLOAD 1.03 MB
ESMA22-106-4247 SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence SMSG Advice DOWNLOAD 232.86 KB
ESMA24-436-1150 Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Reference DOWNLOAD 701.79 KB
ESMA24-436-1425 Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Statement DOWNLOAD 619.63 KB
ESMA71-319-231 Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 148.72 KB
ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 174.28 KB
Related documents Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA35-43-3137 ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements Investor protection, Supervisory convergence Statement DOWNLOAD 119.34 KB
ESMA74-427-607 EMIR and SFTR data quality report 2021 Market data, Supervisory convergence Report DOWNLOAD 1.53 MB
ESMA71-99-1856 Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC Press Releases, Supervisory convergence Press Release DOWNLOAD 137.72 KB
ESMA42-110-3354 Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 155.7 KB
Related documents Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA42-111-5534 Peer review report on cross border activities investment firms Supervisory convergence Report DOWNLOAD 802.07 KB
ESMA32-339-197 Letter to IASB’s Request for Information on the Post Implementation Review of IFRS 9 – Classification and Measurement Issuer disclosure, Audit, Financial reporting Letter DOWNLOAD 211.67 KB
ESMA35-42-1183 Draft technical standards under the European crowdfunding service providers for business Regulation Investor protection Final Report DOWNLOAD 1.43 MB
ESMA71-99-1751 Press Release - European enforcers target COVID-19 and climate-related disclosures Issuer disclosure, Audit, Financial reporting, Press Releases Press Release DOWNLOAD 97.63 KB