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2011/26 |
Summary Report on the mapping of contingency measures |
Supervisory convergence |
Final Report |
DOWNLOAD 93.63 KB |
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2011/27 |
Press release - ESMA finds diversity across Europe in regulators’ contingency measures for financial crisis situations |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 31.5 KB |
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2011/194 |
Report - Mapping of the Transparency Directive |
Supervisory convergence |
Final Report |
DOWNLOAD 1.15 MB |
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2011/195 |
Press release - ESMA investigates how Member States have implemented the Transparency Directive |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 61.34 KB |
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2011/BS/229 |
Decision of the European Securities and Markets Authority establishing its Review Panel |
Board of Supervisors, About ESMA, Supervisory convergence |
Decision |
DOWNLOAD 35.86 KB |
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2012/270 |
Actual use of sanctioning powers under MAD |
Supervisory convergence |
Final Report |
DOWNLOAD 1.55 MB |
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2012/272 |
ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 199.56 KB |
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2012/330 |
ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 177.71 KB |
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2012/300 |
Prospectus Directive – Good Practices in the approval process |
Supervisory convergence |
Final Report |
DOWNLOAD 467.38 KB |
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2012/752 |
Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee |
Digital Finance and Innovation |
Reference |
DOWNLOAD 141.98 KB |
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ESMA/2013/476 |
Peer Review–Money Market Fund Guidelines |
Supervisory convergence |
Final Report |
DOWNLOAD 763.46 KB |
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ESMA/2013/475 |
Press Release ESMA finds divergence in national supervision of money market funds |
Supervisory convergence |
Press Release |
DOWNLOAD 136.95 KB |
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2013/805 |
Supervisory Practices under MAD - Peer review report and Good Practices |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 1.17 MB |
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2013/806 |
Supervisory Practices under MAD - Mapping Report |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 315.44 KB |
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2013/852 |
ESMA review finds good compliance with EU market abuse rules |
Market Abuse, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 132.09 KB |
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2013/1709 |
Review Panel Methodology |
Supervisory convergence |
Reference |
DOWNLOAD 98.29 KB |
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2014/332 |
Structured Retail Products - Good practices for product governance arrangements |
Investor protection, Digital Finance and Innovation |
Opinion |
DOWNLOAD 203.1 KB |
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2014/334 |
ESMA issues good practices for structured retail product governance |
Investor protection, Digital Finance and Innovation |
Press Release |
DOWNLOAD 105.37 KB |
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2014/944 |
Potential Risks Associated with Investing in Contingent Convertible Instruments |
Warnings and publications for investors, Digital Finance and Innovation |
Statement |
DOWNLOAD 106.1 KB |
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2014/1371 |
Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee |
Digital Finance and Innovation |
Reference |
DOWNLOAD 210.41 KB |
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