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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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201 documents
Date Reference Title Sections Type Main document Info
MoU USA - SEC Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Certain Clearing Agencies Established in the United States CCP Reference DOWNLOAD 257.43 KB
MoU USA - CFTC Supplemental Arrangement Supplemental Arrangement to 2016 Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Derivatives Clearing Organizations Established in the United States CCP Reference DOWNLOAD 177.18 KB
MoU Taiwan Memorandum of Understanding between ESMA and Financial Supervisory Commission, Taiwan Related to CCPs Established in Taiwan CCP Reference DOWNLOAD 211.09 KB
MoU Switzerland Memorandum of Understanding Related to ESMA's Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs Established in Switzerland CCP Reference DOWNLOAD 270.19 KB
MoU Singapore Memorandum of Understanding between ESMA and MAS Related to Central Counterparties Established in Singapore CCP Reference DOWNLOAD 184.8 KB
MoU New Zeleand Memorandum of Understanding between ESMA, the Reserve Bank of New Zealand and the Financial Markets Authority Related to CCPs Established in New Zealand CCP Reference DOWNLOAD 200.23 KB
MoU Mexico Memorandum of Understanding between European Securities and Markets Authority (ESMA)and theNational Banking and Securities Commission(CNBV) Related toCCPs Established in Mexico CCP Reference DOWNLOAD 245.3 KB
MoU Malaysia Memorandum of Understanding Related to ESMA’s Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs established in Malaysia and supervised by the Securities Commission Malaysia CCP Reference DOWNLOAD 185.19 KB
MoU Korea Memorandum of Understanding between ESMA and the FSC/FSS Related to CCPs Established in the Republic of Korea CCP Reference DOWNLOAD 187.51 KB
MoU Japan - MAFF/METI Memorandum of Cooperation between the European Securities and Markets Authority, and Ministry of Agriculture, Forestry and Fisheries of Japan and Ministry of Economy, Trade and Industry of Japan Related to CCPs Established in Japan CCP Reference DOWNLOAD 302.44 KB
MoU Japan - JFSA Memorandum of Cooperation between the European Securities and Markets Authority and Financial Services Agency of Japan Related to CCPs Established in Japan CCP Reference DOWNLOAD 202.05 KB
MoU Israel Memorandum of Understanding between ESMA and the Israel Securities Authority Related to CCPs Established in Israel CCP, International cooperation Reference DOWNLOAD 211.66 KB
MoU Hong Kong Memorandum of Understanding between ESMA and the Securities and Futures Commission Related to CCPs Established in Hong Kong CCP Reference DOWNLOAD 199.25 KB
MoU for the United Arab Emirates Memorandum of Understanding Related to ESMA’s Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs established in the United Arab Emirates and supervised by the Securities and Commodities Authority CCP Reference DOWNLOAD 240.18 KB
MoU Dubai Memorandum of Understanding Related to ESMA’s Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs established in the Dubai International Financial Centre CCP Reference DOWNLOAD 243.06 KB
MoU China Memorandum of Understanding between ESMA and the People’s Bank of China Related to CCPs Established in the People’s Republic of China CCP Reference DOWNLOAD 254.44 KB
MoU Chile Memorandum of Understanding Related to ESMA’s Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs established in Chile and supervised by the Chilean Market Commission CCP Reference DOWNLOAD 387.64 KB
MoU Canada - Quebec, Ontario Memorandum of Understanding between ESMA, the Ontario Securities Commission and the Autorité des marchés financiers of Québec; Related to Central Counterparties Established in Ontario and Québec – Canada CCP Reference DOWNLOAD 260.67 KB
MoU Canada - Alberta Memorandum of Understanding between ESMA and ASC - CCPs established in the province of Alberta CCP Reference DOWNLOAD 895.8 KB
MoU Brasil Memorandum of Understanding between ESMA and Banco Central do Brasil and Comissão de Valores Mobiliários related to CCPs Established in Brazil CCP Reference DOWNLOAD 546.44 KB