ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

380 documents
Date Reference Title Sort descending Sections Type Main document Info
ESMA32-384-5357 Annex - Response to EC targeted consultation on the Listing Act Market Abuse, Investor protection, Prospectus Reference DOWNLOAD 836.77 KB
Related documents ESMA response to the Commission consultation on the Listings Act
Summary
Translated versions
ESMA 33-9-371 Final Report Guidelines Internal Control for CRAs Credit Rating Agencies Report DOWNLOAD 430.48 KB
ESMA71-99-650 Kroll Bond Rating Agency Europe Limited Registration Credit Rating Agencies, Press Releases Statement DOWNLOAD 164.33 KB
MOU SFC ESMA MOU on the supervision of CRAs - ESMA and SFC Hong Kong Credit Rating Agencies, International cooperation Reference DOWNLOAD 497.63 KB
ESMA70-145-1184 Report Application Accepted Market Practices Market Abuse, Market Integrity Report DOWNLOAD 1.68 MB
ESMA 80-416-252 Response Form - CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies Reference DOWNLOAD 622.67 KB
2013/87 2013 CRA supervision and policy work plan Credit Rating Agencies Reference DOWNLOAD 114.95 KB
2016/1662 2016-1662 Competition & Choice in the Credit Rating Industry Credit Rating Agencies Report DOWNLOAD 1.22 MB
Austria Accepted Market Practices - Austrian provisions - Not continued under MAR Market Abuse Reference DOWNLOAD 19.9 KB
AMP France Buy Back Accepted Market Practices: a market practice related to share buy back programs. Buy an hold for future use as means of payment for acquiring another company on Euronext (France) - Not continued under MAR Market Abuse Reference DOWNLOAD 71.11 KB
AMP France Liquidity Accepted Market Practices: a market practice related to share buy back programs. Liquidity contracts on Euronext (France) Market Abuse Reference DOWNLOAD 107.34 KB
AMP Netherlands Accepted Market Practices: Liquidity agreements (Netherlands) - TERMINATED UNDER MAR ON 19 September 2017 Market Abuse Reference DOWNLOAD 96.72 KB
AMP Portugal Accepted Market Practices: Liquidity Contracts (Portugal) – To be replaced by an accepted market practice under MAR Market Abuse Reference DOWNLOAD 101.04 KB
AMP Spain Accepted Market Practices: Liquidity Contracts (Spain) – Replaced by an accepted market practice under MAR on 11 July 2017 Market Abuse Reference DOWNLOAD 157.13 KB
AMF AMP 2012 Accepted market practices: Liquidity contracts for bonds (France) - Not continued under MAR Market Abuse Reference DOWNLOAD 242.43 KB
AMP Greece Accepted Market Practices: Purchase of own shares to hold them for future acquisition of shares of another company (Greece) - Not continued under MAR Market Abuse Reference DOWNLOAD 77.84 KB
AMP Austria Accepted Market Pratices: Valuation transaction on the bond market on the Vienna Stock Exchange (Austria) Market Abuse Reference DOWNLOAD 78.74 KB
ESMA71-99-2040 ACER and ESMA enhance cooperation to strengthen oversight of energy and energy derivative markets Benchmarks, Market Abuse, Market Integrity, Trading, Post Trading, Press Releases Reference DOWNLOAD 203.77 KB
esma41-139-1231 Amended decision Handelsbanken Credit Rating Agencies Decision DOWNLOAD 244.4 KB
esma41-139-1224 Amended_decision_nordea Credit Rating Agencies Decision DOWNLOAD 236.05 KB