ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

539 documents
Date Reference Sort descending Title Sections Type Main document Info
ESMA70-156-5257 Trading Venues with the Highest Turnover for Bonds - for CSDR Cash Penalties Calculation [TEMPLATE] Post Trading Reference DOWNLOAD 3.26 MB
02-089b CESR’s Advice on possible Level 2 Implementing Measures for the proposed Market Abuse Directive Market Abuse Consultation Paper DOWNLOAD 213.95 KB
04-505 Consultation paper - Facilitating the implementation of the Market Abuse Directive Market Abuse Consultation Paper DOWNLOAD 284.76 KB
04-505b Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 119.41 KB
05-274 Feedback Statement - Market Abuse Directive, Level 3 – first set of guidance and information on the common operation of the Directive Market Abuse Final Report DOWNLOAD 79.76 KB
05-331 Press release - Facilitating the implementation of the Market Abuse Directive Market Abuse, Press Releases Press Release DOWNLOAD 72.91 KB
06-562 Consultation paper - Market Abuse Directive, Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market Market Abuse Consultation Paper DOWNLOAD 110.17 KB
07-693 Report on Administrative Measures and Sanctions available in Member States under the Market Abuse Directive (MAD) Market Abuse Final Report DOWNLOAD 3.44 MB
07-762 Press release - CESR identifies the Administrative Measures and Sanctions as well as the Criminal Sanctions available in Member States under the Market Abuse Directive (MAD) Market Abuse, Press Releases Press Release DOWNLOAD 82.23 KB
08-099 CESR Executive summary to the report on administrative measures and sanctions as well as the criminal sanctions available in Member States under the Market Abuse Directive Market Abuse Final Report DOWNLOAD 874.1 KB
08-274 Consultation paper - Market Abuse Directive Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Market Abuse Consultation Paper DOWNLOAD 101.96 KB
08-717 Consultation paper - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Market Abuse Consultation Paper DOWNLOAD 88.1 KB
09-219 Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 281.09 KB
09-220 Feedback statement - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Market Abuse CESR Document DOWNLOAD 238.16 KB
2011/94 ESMA response to the European Commission consultation on CSDs and securities settlement Post Trading Letter DOWNLOAD 54.2 KB
2012/379 Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories Post Trading Consultation Paper DOWNLOAD 2.12 MB
Related documents Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories ESMA proposes rules on derivatives, central counterparties and trade repositories
Summary
Translated versions
2012/600 Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories Post Trading Technical Standards DOWNLOAD 1.88 MB
2012/600 Annex VIII Impact assessment - Annex VIII of the Final report on draft Regulatory and Implementing Technical Standards on Regulation (EU) 648/2012 on OTC derivatives, central counterparties and trade repositories Post Trading Final Report DOWNLOAD 2.32 MB
2012/852 Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements Post Trading Consultation Paper DOWNLOAD 445.22 KB
2012/874 Report to the European Parliament, the Council and the Commission on the budgetary implications of Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR) Post Trading Final Report DOWNLOAD 526.73 KB