ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

112 documents
Date Sort ascending Reference Title Sections Type Main document Info
Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR - XLS Short Selling Reference DOWNLOAD 40.72 KB
Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR - PDF Short Selling Reference DOWNLOAD 453.92 KB
Net short thresholds Net short position notification thresholds for sovereign issuers Short Selling Reference DOWNLOAD 27.35 KB
ESMA35-42-1305 ESCPR - Miscellaneous reporting to ESMA Investor protection Reference DOWNLOAD 647.51 KB
ESMA12-437499640-2360 Study on data formats and transmission protocols MiFID - Secondary Markets, Trading Report DOWNLOAD 1.76 MB
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This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.

Translated versions
ESMA12-766636679-105 Response to European Commission's targeted consultation on OTC derivatives identifier for public transparency purposes MiFID - Secondary Markets Reference DOWNLOAD 428.14 KB
ESMA50-524821-3002 Working Paper on Market impacts of the 2020 short selling bans Risk monitoring, Short Selling Report DOWNLOAD 742.21 KB
ESMA65-8-5240 FIRDS Transparency Download Instructions MiFID - Secondary Markets, Trading Reference DOWNLOAD 1.25 MB
ESMA35-42-1088 Q&A on the European crowdfunding service providers for business Regulation Q&A DOWNLOAD 457.72 KB
ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Short Selling Reference DOWNLOAD 123.78 KB
ESMA50-164-772 Links to the national websites explaining the procedures for notifications of net short positions Short Selling Reference DOWNLOAD 200.78 KB
SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Short Selling Reference DOWNLOAD 372.65 KB
ESMA70-448-10 Final Report - Short Selling Regulation Review Short Selling Final Report DOWNLOAD 749.55 KB
ESMA70-447-1885 Statement on new NSP notification threshold Market Integrity, Short Selling Statement DOWNLOAD 90.32 KB
ESMA22-106-3734 SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation Securities and Markets Stakeholder Group, Short Selling SMSG Advice DOWNLOAD 167.66 KB
ESMA35-42-1183 Draft technical standards under the European crowdfunding service providers for business Regulation Investor protection Final Report DOWNLOAD 1.43 MB
ESMA70-156-3914 Response form - Consultation Paper on the review of certain aspects of the SSR Short Selling Reference DOWNLOAD 751.38 KB
ESMA70-156-3914 Consultation Paper on the review of certain aspects of the Short Selling Regulation Short Selling Consultation Paper DOWNLOAD 1.19 MB
ESMA70-156-4262 Opinion for the adjustment of the threshold set out in Article 5(2) of SSR COVID-19, Market Integrity, Short Selling Opinion DOWNLOAD 429.84 KB
ESMA35-36-2201 response form Response form to CP on draft technical standards under the ECSP Regulation Reference DOWNLOAD 773.05 KB