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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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443 documents
Date Reference Title Sections Type Main document Info
ESMA35-36-1919 Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 COVID-19, Investor protection Statement DOWNLOAD 89.84 KB
ESMA71-99-964 CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote Fund Management, Investor protection, Speeches Speech DOWNLOAD 329.97 KB
2013/923 Compliance table - compliance guidelines Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 100.87 KB
ESMA35-43-2183 Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 161.56 KB
ESMA35-43-1957 Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 163.99 KB
ESMA35-43-1968 Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 206.07 KB
2013/922 Compliance table - suitability guidelines Investor protection, Guidelines and Technical standards Compliance table DOWNLOAD 74.33 KB
ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 157.54 KB
ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body Guidelines and Technical standards, Joint Committee, Investor protection Compliance table DOWNLOAD 302.18 KB
ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 272.27 KB
ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 149.47 KB
ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 145.3 KB
ESMA35-335435667-4314 Compliance table on the Gudelines on MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 190.22 KB
ESMA35-335435667-4315 Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 174.96 KB
ESMA35-335435667-4520 Compliance table on the Guidelines on MiFID II product governance (2023) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 173.41 KB
ESMA35-43-1210 Consulation paper on integrating sustainability risks and factors in MiFID II Investor protection Consultation Paper DOWNLOAD 0 bytes
ESMA84-858037815-66 Consultation on European Green Bond Regulation - Reply form Investor protection, Supervisory convergence, Sustainable finance Reference DOWNLOAD 732.06 KB
Related documents Consultation Paper on European Green Bond Regulation
Summary
Translated versions
ESMA35-43-2836 Consultation on Review of the MiFID II framework on best execution reports Investor protection Consultation Paper DOWNLOAD 452.96 KB
ESMA35-43-2019 Consultation paper on compliance function guidelines Investor protection Consultation Paper DOWNLOAD 677.15 KB
2016/1436 Consultation Paper on Draft guidelines on MiFID II product governance requirements Investor protection Consultation Paper DOWNLOAD 661.2 KB