ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

550 documents
Date Sort descending Reference Title Sections Type Main document Info
10-1158 CESR comment letter regarding the IAASB consultation on the Exposure Draft on ISAE 3420, Assurance Reports on the Process to Compile Pro Forma Financial Information Included in a Prospectus CESR Archive, Audit Letter DOWNLOAD 156.61 KB
10-1353 CESR Comment letter to the IAASB regarding the Consultation on the proposed revisions to International Standard on Auditing (ISA) 315, Identifying and Assessing the Risks of Material Misstatement through Understanding the Entity and Its Environment, and CESR Archive, Audit Letter DOWNLOAD 140.38 KB
10-1541 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis Joint Committee, Audit Letter DOWNLOAD 144.8 KB
10-1541 Annex 1 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CESR annex Joint Committee, Audit Letter DOWNLOAD 159.33 KB
10-1541 Annex 2 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEBS annex Joint Committee, Audit Letter DOWNLOAD 120.57 KB
10-1541 Annex 3 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEIOPS annex Joint Committee, Audit Letter DOWNLOAD 87.69 KB
2011/116 Annex 2 Progress report on equivalence of Indian Accounting Standards with IFRS Audit Report DOWNLOAD 399.46 KB
2011/211 Public statement - Retrospective Adjustments to Financial Statements Following Rejection Notes Published by the IFRS Interpretations Committee Issuer disclosure, Audit Statement DOWNLOAD 29.57 KB
2011/353 Comment letter to the IAASB - IAASB Consultation Paper Audit Letter DOWNLOAD 243.33 KB
2011/445 Consultation paper on guidelines on certain aspects of the MiFID suitability requirements Investor protection Consultation Paper DOWNLOAD 355.06 KB
2011/446 Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements Investor protection Consultation Paper DOWNLOAD 393.94 KB
2012/382 MiFID Q&A in the area of investor protection and intermediaries Investor protection Q&A DOWNLOAD 319.78 KB
2012/387 en Guidelines on certain aspects of the MiFID suitability requirements Investor protection Guidelines & Recommendations DOWNLOAD 298.21 KB
2012/388 EN Guidelines on certain aspects of the MiFID compliance function requirements Investor protection Guidelines & Recommendations DOWNLOAD 305.13 KB
2012/387 Final report Guidelines on certain aspects of the MiFID suitability requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 444.15 KB
2012/388 Guidelines on certain aspects of the MiFID compliance function requirements Investor protection Guidelines & Recommendations DOWNLOAD 442.44 KB
2012/424 ESMA publishes MiFID guidelines to enhance investor protection Investor protection, Press Releases Press Release DOWNLOAD 118.08 KB
2012/476 Reply of ESMA to the European Commission’s Green Paper on Shadow Banking Investor protection Letter DOWNLOAD 175.94 KB
2012/490 Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee Investor protection Reference DOWNLOAD 130.34 KB
2012/387 BG Насоки относно определени аспекти на изискванията на MiFID за годност Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 357.81 KB