ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

679 documents
Date Sort ascending Reference Title Sections Type Main document Info
EBA/DP/2024/01 Discussion Paper on the Call for advice on the investment firms prudential framework Investor protection, Joint Committee Consultation Paper DOWNLOAD 916.01 KB
ESMA35-335435667-5924 Public Statement on AI and investment services Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets Statement DOWNLOAD 206.21 KB
ESMA24-671865080-1303 Verena Ross' Keynote speech at the HCMC public conference, 29 May 2024 Speeches Speech DOWNLOAD 172.21 KB
ESMA32-2009130576-3011 Final Report on draft RTS amending the taxonomy for the European Single Electronic Reporting (ESEF) - 2024 Electronic reporting Final Report DOWNLOAD 10.54 MB
ESMA35-335435667-5931 Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing Investor protection Report DOWNLOAD 998.39 KB
ESMA24-450544452-2177 Verena Ross' Keynote speech at the ICMA AGM & Conference, 23 May 2024 Speeches Speech DOWNLOAD 128.56 KB
Related documents
Summary

Building more effective and attractive capital markets in the EU

Translated versions
ESMA35-335435667-4520 Compliance table on the Guidelines on MiFID II product governance (2023) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 173.43 KB
ESMA35-335435667-4314 Compliance table on the Gudelines on MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 187.67 KB
ESMA35-1983731921-788 Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee Investor protection Reference DOWNLOAD 185.51 KB
ESMA50-43599798-9644 Verena Ross' speech at the Conference on Macroprudential Policy for Investment Funds, 20 May 2024 Risk monitoring, Speeches Speech DOWNLOAD 219.61 KB
ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Investor protection Reference DOWNLOAD 456.1 KB
ESMA50-524821-3157 TRV Article - Social media sentiment: Influence on EU equity prices Investor protection, Risk monitoring Report DOWNLOAD 486.29 KB
ESMA35-335435667-5923 List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review Investor protection Reference DOWNLOAD 51.62 KB
ESMA32-193237008-8269 2023 Corporate Reporting Enforcement and Regulatory Activities Report Corporate Finance, Electronic reporting, Prospectus Report DOWNLOAD 2.5 MB
ESMA84-858037815-66 Consultation on European Green Bond Regulation - Reply form Investor protection, Supervisory convergence, Sustainable finance Reference DOWNLOAD 732.06 KB
Related documents Consultation Paper on European Green Bond Regulation
Summary
Translated versions
ESMA84-2037069784-2116 Consultation Paper on European Green Bond Regulation Investor protection, Supervisory convergence, Sustainable finance Consultation Paper DOWNLOAD 912.31 KB
Related documents Consultation on European Green Bond Regulation - Reply form
Summary
Translated versions
ESMA24-229244789-4704 SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 113.45 KB
ESMA35-335435667-4315 Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 174.96 KB
ESMA24-450544452-2071 Verena Ross' speech at Finanzplatztag, 7 March 2024 Speeches Speech DOWNLOAD 90.57 KB
ESMA91-1505572268-3648 Klaus Löber's speech at the Eurex Derivatives Forum, 29 February 2024 CCP, Speeches Speech DOWNLOAD 179.16 KB