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ESMA35-335435667-5931 |
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing |
Investor protection |
Report |
DOWNLOAD 998.39 KB |
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ESMA24-450544452-2177 |
Verena Ross' Keynote speech at the ICMA AGM & Conference, 23 May 2024 |
Speeches |
Speech |
DOWNLOAD 128.56 KB |
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Related documents |
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Summary |
Building more effective and attractive capital markets in the EU
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Translated versions |
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ESMA35-335435667-4520 |
Compliance table on the Guidelines on MiFID II product governance (2023) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 173.43 KB |
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ESMA35-335435667-4314 |
Compliance table on the Gudelines on MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 187.67 KB |
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ESMA35-1983731921-788 |
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee |
Investor protection |
Reference |
DOWNLOAD 185.51 KB |
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ESMA50-43599798-9644 |
Verena Ross' speech at the Conference on Macroprudential Policy for Investment Funds, 20 May 2024 |
Risk monitoring, Speeches |
Speech |
DOWNLOAD 219.61 KB |
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ESMA35-43-1410 |
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting |
Investor protection |
Reference |
DOWNLOAD 456.1 KB |
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ESMA50-524821-3157 |
TRV Article - Social media sentiment: Influence on EU equity prices |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 486.29 KB |
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ESMA84-2037069784-2122 |
Consultation Paper on the Proposed Revisions to Commission Delegated Regulation (EU) 447/2012 and Annex I of CRA Regulation |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 828.51 KB |
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ESMA35-335435667-5923 |
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review |
Investor protection |
Reference |
DOWNLOAD 51.62 KB |
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ESMA84-858037815-66 |
Consultation on European Green Bond Regulation - Reply form |
Investor protection, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 732.06 KB |
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ESMA84-2037069784-2116 |
Consultation Paper on European Green Bond Regulation |
Investor protection, Supervisory convergence, Sustainable finance |
Consultation Paper |
DOWNLOAD 912.31 KB |
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ESMA43-1868696574-751 |
ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release |
Board of Supervisors, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 204.81 KB |
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ESMA43-1868696574-770 |
Decision to impose fines in respect of infringements committed by Scope Ratings GmbH |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 591.09 KB |
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ESMA43-1868696574-745 |
Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 135.04 KB |
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ESMA24-229244789-4704 |
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection |
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 113.45 KB |
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ESMA35-335435667-4315 |
Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 174.96 KB |
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ESMA24-450544452-2071 |
Verena Ross' speech at Finanzplatztag, 7 March 2024 |
Speeches |
Speech |
DOWNLOAD 90.57 KB |
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ESMA91-1505572268-3648 |
Klaus Löber's speech at the Eurex Derivatives Forum, 29 February 2024 |
CCP, Speeches |
Speech |
DOWNLOAD 179.16 KB |
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ESMA24-671865080-1097 |
Verena Ross' speech at EU-Asia Financial Services Dialogue, 29 February 2024 |
Digital Finance and Innovation, Speeches, Sustainable finance |
Speech |
DOWNLOAD 220.95 KB |
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Related documents |
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Summary |
Sustainable and digital finance: taking stock of challenges and initiatives in the EU.
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Translated versions |
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