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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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570 documents
Date Reference Title Sections Type Main document Info
2011/26 Summary Report on the mapping of contingency measures Supervisory convergence Final Report DOWNLOAD 93.63 KB
2011/27 Press release - ESMA finds diversity across Europe in regulators’ contingency measures for financial crisis situations Press Releases, Supervisory convergence Press Release DOWNLOAD 31.5 KB
2011/194 Report - Mapping of the Transparency Directive Supervisory convergence Final Report DOWNLOAD 1.15 MB
2011/195 Press release - ESMA investigates how Member States have implemented the Transparency Directive Press Releases, Supervisory convergence Press Release DOWNLOAD 61.34 KB
2011/BS/229 Decision of the European Securities and Markets Authority establishing its Review Panel Board of Supervisors, About ESMA, Supervisory convergence Decision DOWNLOAD 35.86 KB
2011/445 Consultation paper on guidelines on certain aspects of the MiFID suitability requirements Investor protection Consultation Paper DOWNLOAD 355.06 KB
2011/446 Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements Investor protection Consultation Paper DOWNLOAD 393.94 KB
2012/270 Actual use of sanctioning powers under MAD Supervisory convergence Final Report DOWNLOAD 1.55 MB
2012/272 ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive Press Releases, Supervisory convergence Press Release DOWNLOAD 199.56 KB
2012/330 ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses Press Releases, Supervisory convergence Press Release DOWNLOAD 177.71 KB
2012/300 Prospectus Directive – Good Practices in the approval process Supervisory convergence Final Report DOWNLOAD 467.38 KB
2012/382 MiFID Q&A in the area of investor protection and intermediaries Investor protection Q&A DOWNLOAD 319.78 KB
2012/387 en Guidelines on certain aspects of the MiFID suitability requirements Investor protection Guidelines & Recommendations DOWNLOAD 298.21 KB
2012/388 EN Guidelines on certain aspects of the MiFID compliance function requirements Investor protection Guidelines & Recommendations DOWNLOAD 305.13 KB
2012/387 Final report Guidelines on certain aspects of the MiFID suitability requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 444.15 KB
2012/388 Guidelines on certain aspects of the MiFID compliance function requirements Investor protection Guidelines & Recommendations DOWNLOAD 442.44 KB
2012/424 ESMA publishes MiFID guidelines to enhance investor protection Investor protection, Press Releases Press Release DOWNLOAD 118.08 KB
2012/476 Reply of ESMA to the European Commission’s Green Paper on Shadow Banking Investor protection Letter DOWNLOAD 175.94 KB
2012/490 Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee Investor protection Reference DOWNLOAD 130.34 KB
2012/387 BG Насоки относно определени аспекти на изискванията на MiFID за годност Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 357.81 KB