03/06/2024
EBA/DP/2024/01
Discussion Paper on the Call for advice on the investment firms prudential framework
Investor protection, Joint Committee
Consultation Paper
DOWNLOAD 916.01 KB
30/05/2024
ESMA35-335435667-5924
Public Statement on AI and investment services
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets
Statement
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28/05/2024
ESMA32-2009130576-3011
Final Report on draft RTS amending the taxonomy for the European Single Electronic Reporting (ESEF) - 2024
Electronic reporting
Final Report
DOWNLOAD 10.54 MB
27/05/2024
ESMA35-335435667-5931
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing
Investor protection
Report
DOWNLOAD 998.39 KB
23/05/2024
ESMA35-335435667-4520
Compliance table on the Guidelines on MiFID II product governance (2023)
Guidelines and Technical standards, Investor protection
Compliance table
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23/05/2024
ESMA35-335435667-4314
Compliance table on the Gudelines on MiFID II remuneration requirements
Guidelines and Technical standards, Investor protection
Compliance table
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21/05/2024
ESMA35-1983731921-788
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee
Investor protection
Reference
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02/05/2024
ESMA35-43-1410
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting
Investor protection
Reference
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03/04/2024
ESMA50-524821-3157
TRV Article - Social media sentiment: Influence on EU equity prices
Investor protection, Risk monitoring
Report
DOWNLOAD 486.29 KB
27/03/2024
ESMA35-335435667-5923
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review
Investor protection
Reference
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26/03/2024
ESMA32-193237008-8269
2023 Corporate Reporting Enforcement and Regulatory Activities Report
Corporate Finance, Electronic reporting, Prospectus
Report
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26/03/2024
ESMA84-858037815-66
Consultation on European Green Bond Regulation - Reply form
Investor protection, Supervisory convergence, Sustainable finance
Reference
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26/03/2024
ESMA84-2037069784-2116
Consultation Paper on European Green Bond Regulation
Investor protection, Supervisory convergence, Sustainable finance
Consultation Paper
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14/03/2024
ESMA24-229244789-4704
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group
SMSG Advice
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08/03/2024
ESMA35-335435667-4315
Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version)
Guidelines and Technical standards, Investor protection
Compliance table
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20/02/2024
ESMA34-1273004364-786
Call for expression of interest: Consultative Working Group for Investment Management Standing Committee
Fund Management, Investor protection
Reference
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13/02/2024
ESMA35-335435667-5871
Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review
Investor protection
Statement
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06/02/2024
ESMA74-1103241886-912
Warning on posting Investment Recommendation on social media
Investor protection, Market Abuse, Warnings and publications for investors
Investor Warning
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02/02/2024
ESMA35-42-1305
ESCPR - Miscellaneous reporting to ESMA
Investor protection
Reference
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25/01/2024
ESMA12-437499640-2360
Study on data formats and transmission protocols
MiFID - Secondary Markets, Trading
Report
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Summary
This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.
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