|
|
ESMA71-102-173 |
ESMA Q&As - list of questions currently under development |
Supervisory convergence |
Reference |
DOWNLOAD 138.43 KB |
|
|
|
ESMA42-111-7381 |
Peer review on supervision of CSDs providing cross–border services or participating in interoperable links |
Supervisory convergence |
Final Report |
DOWNLOAD 762.77 KB |
|
|
|
ESMA24-442-152 |
Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 |
Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 134.02 KB |
|
|
|
ESMA31-62-1258 |
Q&As on the Prospectus Regulation |
Prospectus |
Q&A |
DOWNLOAD 1.01 MB |
|
|
|
ESMA81-459-78 |
Working Group on Euro Risk-Free Rates - 13 December 2022 meeting minutes |
Benchmarks |
Reference |
DOWNLOAD 1.4 MB |
|
|
|
ESMA24-435-690 |
MoU between ESMA and the FCA concerning EU Critical Benchmarks |
Benchmarks, International cooperation |
Reference |
DOWNLOAD 219.52 KB |
|
|
|
ESMA24-435-692 |
MoU between ESMA and the FCA concerning the recognition of UK benchmark administrators |
Benchmarks |
Reference |
DOWNLOAD 163.59 KB |
|
|
|
ESMA-50-165-2336 |
Statistical Report on EU Prospectuses - 2022 |
Prospectus, Risk monitoring |
Report |
DOWNLOAD 411.83 KB |
|
|
|
ESMA71-99-2062 |
ESMA publishes its assessment of the Brexit relocation processes |
Brexit, Supervisory convergence |
Press Release |
DOWNLOAD 96.02 KB |
|
|
|
ESMA42-111-7468 |
Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU |
Brexit, Supervisory convergence |
Report |
DOWNLOAD 1.03 MB |
|
|
|
ESMA22-106-4323 |
SMSG Advice to the Call for evidence on the implementation of SRD2 provisions on proxy advisors and the investment chain |
Prospectus, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 260.77 KB |
|
|
|
ESMA50-164-6327 |
TRV article - Parsing prospectuses: A text-mining approach |
Prospectus, Risk monitoring |
Report |
DOWNLOAD 702.77 KB |
|
|
|
ESMA81-393-617 |
Response form - CP Benchmarks amendment of RTS on authorisation and registration |
Benchmarks |
Reference |
DOWNLOAD 757.47 KB |
|
|
|
ESMA81-393-607 |
Consultation Paper on review of RTS on authorisation and registration |
Benchmarks |
Consultation Paper |
DOWNLOAD 647.07 KB |
|
|
|
ESMA81-393-599 |
Final Report on review of RTS on recognition |
Benchmarks, Guidelines and Technical standards |
Final Report |
DOWNLOAD 712.24 KB |
|
|
|
ESMA32-382-1157 |
Compliance table on disclosure requirements under the Prospectus Regulation |
Prospectus |
Compliance table |
DOWNLOAD 144.34 KB |
|
|
|
ESMA31-62-1409 |
Compliance table GLs on Risk factors |
Prospectus |
Compliance table |
DOWNLOAD 180.41 KB |
|
|
|
ESMA81-393-570 |
Report on sanctions imposed under the Benchmarks Regulation in 2021 |
Benchmarks |
Report |
DOWNLOAD 346.23 KB |
|
|
|
ESMA22-106-4247 |
SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements |
Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence |
SMSG Advice |
DOWNLOAD 232.86 KB |
|
|
|
ESMA24-436-1150 |
Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 |
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 701.79 KB |
|
