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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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66 documents
Date Reference Title Sections Type Main document Info
ESMA42-110-433 General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Brexit, Supervisory convergence Opinion DOWNLOAD 182.68 KB
ESMA71-99-469 ESMA issues principles on supervisory approach to relocations from the UK Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 143.31 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU
Summary
Translated versions
ESMA35-45-344 Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Brexit, Fund Management, Supervisory convergence Opinion DOWNLOAD 246.6 KB
ESMA35-43-762 Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union Brexit, Investor protection, Supervisory convergence Opinion DOWNLOAD 236.23 KB
ESMA71-99-526 ESMA issues sector-specific principles on relocations from the UK to the EU27 Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 157.73 KB
ESMA70-154-270 Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Brexit, Trading, Supervisory convergence Opinion DOWNLOAD 181.69 KB
ESMA42-110-998 Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union Brexit, Supervisory convergence Statement DOWNLOAD 128.92 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union
Summary
Translated versions
ESMA71-99-1055 ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives Brexit, Post Trading, Press Releases Press Release DOWNLOAD 149.65 KB
ESMA80-187-149 Public statement - Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union Brexit, Credit Rating Agencies, Trade Repositories Statement DOWNLOAD 137.78 KB
ESMA70-151-1948 Managing risks of a no-deal Brexit in the area of central clearing Brexit, Post Trading, Press Releases Statement DOWNLOAD 128.26 KB
ESMA35-43-1328 Brexit Statement - information to clients Brexit, Investor protection Statement DOWNLOAD 212.95 KB
ESMA70-151-2032 ESMA statement recognition of UK CCPs and CSD in no deal Brexit Brexit, Post Trading Statement DOWNLOAD 220.12 KB
ESMA71-99-1096 ESMA and EU securities regulators MoUs with FCA Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories Press Release DOWNLOAD 80.5 KB
ESMA71-99-1107 ESMA agrees no-deal Brexit MOUs with the Bank of England for recognition of UK CCPs and the UK CSD Brexit, Post Trading, Press Releases Press Release DOWNLOAD 131.3 KB
ESMA 70-155-7026 Use of UK data in ESMA databases in case of a no-deal Brexit Brexit, Trading, Market data Statement DOWNLOAD 281.69 KB
ESMA35-43-1493 MiFID II supervisory briefing on the use of third-country branches by EU firms Brexit, Investor protection, Supervisory convergence Reference DOWNLOAD 469.29 KB
ESMA71-319-91 Brexit – the regulatory challenges Brexit, Fund Management, Trading, Post Trading, Speeches, Supervisory convergence Speech DOWNLOAD 175.3 KB
ESMA71-99-1114 ESMA to recognise three UK CCPs in the event of a no-deal Brexit Brexit, Post Trading, Press Releases Press Release DOWNLOAD 128.51 KB
ESMA71-99-1119 ESMA to recognise the UK Central Securities Depository - no deal Brexit, Post Trading, Press Releases Press Release DOWNLOAD 79.27 KB
ESMA35-43-1740 Keynote by ESMA Chair Maijoor at ALFI Asset Management Conference Brexit, Fund Management Speech DOWNLOAD 265.45 KB