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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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381 documents
Date Reference Title Sections Type Main document Info
2012/220 ESMA issues a report on its first examinations of credit rating agencies Credit Rating Agencies, Press Releases Press Release DOWNLOAD 189.81 KB
2012/224 ESMA seeks views on proxy advisors Press Releases, Corporate Governance, Issuer disclosure Press Release DOWNLOAD 170.89 KB
JC/2012/30 EBA, ESMA and EIOPA publish two reports on Money Laundering Joint Committee, Press Releases Press Release DOWNLOAD 69.92 KB
2012/256 ESMA approves credit ratings from Argentina and Mexico for use in the EU Credit Rating Agencies, Press Releases Press Release DOWNLOAD 186.59 KB
2012/272 ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive Press Releases, Supervisory convergence Press Release DOWNLOAD 199.56 KB
2012/274 ESMA approves credit ratings from Brazil for use in the EU Credit Rating Agencies, Press Releases Press Release DOWNLOAD 182.58 KB
2012/330 ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses Press Releases, Supervisory convergence Press Release DOWNLOAD 177.71 KB
2012/403 ESMA proposes rules on derivatives, central counterparties and trade repositories Press Releases Press Release DOWNLOAD 185.22 KB
Related documents Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories
Summary
Translated versions
2012/402 ESMA publishes its first Annual Report Press Releases Press Release DOWNLOAD 172.45 KB
2012/441 ESMA proposes remuneration guidelines for alternative investment fund managers Fund Management, Press Releases Press Release DOWNLOAD 183.45 KB
Related documents Draft Guidelines on sound remuneration policies under the AIFMD
Summary
Translated versions
2012/424 ESMA publishes MiFID guidelines to enhance investor protection Investor protection, Press Releases Press Release DOWNLOAD 118.08 KB
2012/475 ESMA publishes ETF guidelines and consults on repo arrangements Fund Management, Press Releases Press Release DOWNLOAD 119.34 KB
2012/537 STATEMENT - Short Selling Regulation Update: Market Maker & Primary Dealer Exemption Notification Procedure Short Selling, Market Integrity, Press Releases Statement DOWNLOAD 77.92 KB
JC/2012/70 ESAs consult on the application of the capital calculation methods for financial conglomerates Joint Committee, Press Releases Press Release DOWNLOAD 175.07 KB
2012/581 ESMA proposes remuneration guidelines for firms providing investment services Investor protection, Press Releases Press Release DOWNLOAD 130.32 KB
Related documents Guidelines on remuneration policies and practices (MiFID)
Summary
Translated versions
2012/582 ESMA consults on market maker and primary dealer exemption for short selling Short Selling, Press Releases Press Release DOWNLOAD 113.92 KB
Related documents Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps
Summary
Translated versions
2012/606 ESMA defines standards for derivatives and CCPs Press Releases Press Release DOWNLOAD 153.58 KB
2012/641 ESMA approves Axesor S.A. as a credit rating agency Credit Rating Agencies, Press Releases Statement DOWNLOAD 83.07 KB
2012/730 ESMA announces enforcement priorities for 2012 financial statements Financial reporting, Press Releases Press Release DOWNLOAD 164.68 KB
2012/798 EU and Swiss regulators to co-operate on cross-border supervision of alternative investment funds Fund Management, Press Releases Press Release DOWNLOAD 319.88 KB