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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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229 documents
Date Reference Title Sections Type Main document Info
ESMA35-36-2813 Statement on investment firms providing unregulated services Investor protection Statement DOWNLOAD 361.75 KB
ESMA35-36-885 Product Intervention - General Statement Digital Finance and Innovation, Investor protection Statement DOWNLOAD 123.04 KB
ESMA35-43-1328 Brexit Statement - information to clients Brexit, Investor protection Statement DOWNLOAD 212.95 KB
ESMA35-43-2348 ESMA Statement on COVID-19 telephone recording COVID-19, Investor protection Statement DOWNLOAD 114.12 KB
ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity COVID-19, Investor protection Statement DOWNLOAD 118.75 KB
ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, Investor protection Statement DOWNLOAD 151.2 KB
ESMA35-43-2632 Application of the temporary suspension of the obligation to publish RTS 27 reports Investor protection Statement DOWNLOAD 78.5 KB
ESMA35-43-2725 Public Statement on 2022 CSA and MSE Investor protection Statement DOWNLOAD 161 KB
ESMA35-43-2748 Public statement - Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements Investor protection Statement DOWNLOAD 161.08 KB
ESMA35-43-2749 ESMA Public Statement PFOF and zero-commission brokers Investor protection Statement DOWNLOAD 130.24 KB
ESMA35-43-3137 ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements Investor protection, Supervisory convergence Statement DOWNLOAD 119.34 KB
ESMA35-43-3328 Public statement on the impact of inflation in the context of investment services to retail clients Investor protection Statement DOWNLOAD 132.05 KB
ESMA35-43-3444 Deprioritisation of supervisory actions on the obligation to publish RTS 27 Investor protection Statement DOWNLOAD 63.34 KB
ESMA35-43-3547 Public Statement on derivatives on fractions of shares Investor protection Statement DOWNLOAD 103.95 KB
ESMA42-110-998 Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union Brexit, Supervisory convergence Statement DOWNLOAD 128.92 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union
Summary
Translated versions
ESMA43-318-752 Statement to European Parliament Petitions Committee Supervisory convergence Statement DOWNLOAD 359.62 KB
ESMA50-157-828 ESMA alerts firms involved in Initial Coin Offerings (ICOs) to the need to meet relevant regulatory requirements Digital Finance and Innovation, Warnings and publications for investors Statement DOWNLOAD 330.73 KB
ESMA50-157-829 ESMA alerts investors to the high risks of Initial Coin Offerings (ICOs) Digital Finance and Innovation, Warnings and publications for investors Statement DOWNLOAD 444.01 KB
ESMA50-158-2232 ESMA supports ESRB actions to address COVID-related systemic vulnerabilities COVID-19, Fund Management Statement DOWNLOAD 81.33 KB
ESMA50-1623096732-432 Opening remarks Financial Innovation Day Digital Finance and Innovation Statement DOWNLOAD 169.02 KB