ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

30 documents
Date Sort descending Reference Title Sections Type Main document Info
2016/902 MiFID practices for firms selling financial instruments subject to the BRRD resolution regime Investor protection Statement DOWNLOAD 259.47 KB
2016/1408 ESMA appoints new chairs to Standing Committees Board of Supervisors, Fund Management, Market Integrity, Investor protection Statement DOWNLOAD 141.3 KB
ESMA35-36-885 Product Intervention - General Statement Digital Finance and Innovation, Investor protection Statement DOWNLOAD 123.04 KB
ESMA71-99-910 Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients Investor protection, Warnings and publications for investors Statement DOWNLOAD 209.47 KB
ESMA71-99-991 Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive Investor protection, Warnings and publications for investors Statement DOWNLOAD 926.71 KB
Related documents PR on EBA-ESMA statement on retail holders of bail-inable instruments
Summary
Translated versions
ESMA71-99-1058 ESMA new SC chairs Fund Management, Investor protection, Risk monitoring Statement DOWNLOAD 142.32 KB
ESMA35-43-1328 Brexit Statement - information to clients Brexit, Investor protection Statement DOWNLOAD 212.95 KB
ESMA35-36-1743 Statement Product Intervention Investor protection Statement DOWNLOAD 104.99 KB
ESMA35-43-2348 ESMA Statement on COVID-19 telephone recording COVID-19, Investor protection Statement DOWNLOAD 114.12 KB
ESMA35-36-1919 Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 COVID-19, Investor protection Statement DOWNLOAD 89.84 KB
ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity COVID-19, Investor protection Statement DOWNLOAD 118.75 KB
ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, Investor protection Statement DOWNLOAD 151.2 KB
ESMA71-99-1544 ESMA appoints new IPISC and CSN chairs Board of Supervisors, About ESMA, Investor protection, Sustainable finance Statement DOWNLOAD 0 bytes
ESMA71-99-1544 ESMA appoints new IPISC and CNS Chairs Board of Supervisors, About ESMA, Investor protection, Sustainable finance Statement DOWNLOAD 87.3 KB
ESMA70-155-11809 Episodes of very high volatility in trading of certain stocks Market Integrity, Investor protection Statement DOWNLOAD 107.47 KB
ESMA22-105-1307 Introductory statement on GameStop share trading - Steven Maijoor Market Integrity, Investor protection Statement DOWNLOAD 96.93 KB
ESMA35-43-2632 Application of the temporary suspension of the obligation to publish RTS 27 reports Investor protection Statement DOWNLOAD 78.5 KB
ESMA35-43-2749 ESMA Public Statement PFOF and zero-commission brokers Investor protection Statement DOWNLOAD 130.24 KB
ESMA32-384-5209 ESMA Public Statement SPACs Investor protection, Prospectus Statement DOWNLOAD 151.59 KB
ESMA35-43-2748 Public statement - Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements Investor protection Statement DOWNLOAD 161.08 KB