ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

30 documents
Date Reference Sort descending Title Sections Type Main document Info
2016/1408 ESMA appoints new chairs to Standing Committees Board of Supervisors, Fund Management, Market Integrity, Investor protection Statement DOWNLOAD 141.3 KB
2016/902 MiFID practices for firms selling financial instruments subject to the BRRD resolution regime Investor protection Statement DOWNLOAD 259.47 KB
ESMA22-105-1307 Introductory statement on GameStop share trading - Steven Maijoor Market Integrity, Investor protection Statement DOWNLOAD 96.93 KB
ESMA24-436-1425 Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Statement DOWNLOAD 619.63 KB
ESMA32-384-5209 ESMA Public Statement SPACs Investor protection, Prospectus Statement DOWNLOAD 151.59 KB
ESMA35-335435667-4342 Public Statement on securities lending Investor protection Statement DOWNLOAD 167.96 KB
ESMA35-335435667-5871 Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review Investor protection Statement DOWNLOAD 108.77 KB
ESMA35-36-1743 Statement Product Intervention Investor protection Statement DOWNLOAD 104.99 KB
ESMA35-36-1919 Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 COVID-19, Investor protection Statement DOWNLOAD 89.84 KB
ESMA35-36-2813 Statement on investment firms providing unregulated services Investor protection Statement DOWNLOAD 361.75 KB
ESMA35-36-885 Product Intervention - General Statement Digital Finance and Innovation, Investor protection Statement DOWNLOAD 123.04 KB
ESMA35-43-1328 Brexit Statement - information to clients Brexit, Investor protection Statement DOWNLOAD 212.95 KB
ESMA35-43-2348 ESMA Statement on COVID-19 telephone recording COVID-19, Investor protection Statement DOWNLOAD 114.12 KB
ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity COVID-19, Investor protection Statement DOWNLOAD 118.75 KB
ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, Investor protection Statement DOWNLOAD 151.2 KB
ESMA35-43-2632 Application of the temporary suspension of the obligation to publish RTS 27 reports Investor protection Statement DOWNLOAD 78.5 KB
ESMA35-43-2725 Public Statement on 2022 CSA and MSE Investor protection Statement DOWNLOAD 161 KB
ESMA35-43-2748 Public statement - Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements Investor protection Statement DOWNLOAD 161.08 KB
ESMA35-43-2749 ESMA Public Statement PFOF and zero-commission brokers Investor protection Statement DOWNLOAD 130.24 KB
ESMA35-43-3137 ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements Investor protection, Supervisory convergence Statement DOWNLOAD 119.34 KB