ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

129 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA34-46-101 Register of authorised European long-term investment funds (ELTIFs) Fund Management Reference DOWNLOAD 44.11 KB
ESMA 34-1270380148-1066 Call for Evidence on the review of the UCITS Eligible Assets Directive - Reply form Annex Fund Management Reference DOWNLOAD 410.64 KB
ESMA34-1270380148-1033 Call for Evidence on the review of the UCITS Eligible Assets Directive - Reply form Fund Management Reference DOWNLOAD 884.15 KB
ESMA50-43599798-9409 2024 Research Conference - Call for papers Risk monitoring Reference DOWNLOAD 128.38 KB
Related documents
Summary
Environmental risks and ESG investing: securities market impacts

Paris, 15 October 2024 (Hybrid event)

The 2024 ESMA Research Conference aims to bring together academics, policymakers and industry professionals to discuss and analyse the impact of environmental risks and ESG transition on EU securities markets. The conference will explore developments and risks in this area, considering both investor protection and financial stability implications. We invite interested authors to submit empirical, theoretical or critical papers that address the themes. Find further details in the document.

Translated versions
ESMA50-1605533872-8484 Alternative Investment Funds (AIFs) exposures to commercial real estate - 2022 Fund Management, Risk monitoring Reference DOWNLOAD 132.94 KB
ESMA34-1273004364-786 Call for expression of interest: Consultative Working Group for Investment Management Standing Committee Fund Management, Investor protection Reference DOWNLOAD 191.79 KB
ESMA50-524821-3106 Report on trends, risks and vulnerabilities No. 1, 2024 – statistical annex Risk monitoring Reference DOWNLOAD 1.85 MB
Related documents Report on trends, risks and vulnerabilities No. 1, 2024 Remarkable resilience of financial markets in a higher-for-longer interest-rate environment - Press Release
Summary
Translated versions
ESMA71-702228251-2720 ESMA contributions to sustainable finance - visuals Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Sustainable finance Reference DOWNLOAD 829.77 KB
ESMA50-524821-2800 ESMA Working Paper - Bang for (breaking) the buck: Regulatory constraints and money market funds reforms Fund Management, Risk monitoring Reference DOWNLOAD 941.25 KB
ESMA50-2085271018-3290 Consultative Working Group of ESMA’s Risk Standing Committee - Financial Stability and Orderly Markets - Application form Risk monitoring Reference DOWNLOAD 39.04 KB
ESMA50-2085271018-3288 Call for expression of interest: Consultative Working Group of ESMA’s Risk Standing Committee - Financial Stability and Orderly Markets Risk monitoring Reference DOWNLOAD 161.7 KB
ESMA50-2085271018-3289 Consultative Working Group of ESMA’s Risk Standing Committee - Investor Trends and Research Working Group - Application form Risk monitoring Reference DOWNLOAD 38.99 KB
ESMA50-2085271018-31 Call for expression of interest: Consultative Working Group of ESMA’s Risk Standing Committee - Investor Trends and Research Working Group Risk monitoring Reference DOWNLOAD 192.57 KB
ESMA50-1389274163-2682 ESMA report on trends, risks and vulnerabilities No. 2, 2023 – statistical annex Risk monitoring Reference DOWNLOAD 1.94 MB
ESMA50-1389274163-2636 ESMA working paper on Connectedness among EU investment funds Fund Management, Risk monitoring Reference DOWNLOAD 763.53 KB
ESMA50-164-7134 Alternative Investment Funds (AIFs) exposures to commercial real estate - 2021 Fund Management, Risk monitoring Reference DOWNLOAD 132.62 KB
2013/1358 AIFMD reporting IT technical guidance (rev 6) [updated] Fund Management Reference DOWNLOAD 453.06 KB
Related documents
Summary

The IT technical guidance (2013/1358) contains the following set of documents:

  • IT technical guidance in which is included the description of changes performed on the technical guidance and/or XSD documents in sheet “change history”,
  • XML samples for AIFM and AIF reports,
  • Excel version of Annex III – “Table of geographical areas”,
  • Excel version of Annex II – Tables 1-10,
  • Current version of XSD documents (Version 1.2)

Questions regarding technical support should be sent to info.it.aifmd@esma.europa.eu. Each AIFM should contact directly the national competent authorities to know how the filling of the XML reports will be handled at national level.

 

Rev 4 publication

The IT technical guidance revision 4 is currently applicable until November 2023 when revision 5 becomes applicable. Exact date will be published at a later stage.

The current IT technical guidance revision 4 contains modifications on the IT technical guidance to take into account the last published version of Questions and Answers (Q&A) on the application of the AIFMD (2014/868) as well as some clarifications and correction of inconsistencies with XSD documents.”

 

Rev 6 publication

The IT technical guidance revision 6 will be applicable from November 2023 onwards. Exact date will be published at a later stage.

Update 16/10/2023: The changes will be applicable from 15 November 2023.

The new IT technical guidance revision 6 introduces new validation rules making more fields mandatory or with stricter rules to improve data quality. The new changes are specified in the tab ‘change history’ of the excel document. Reporting entities should use the version revision 6 to submit reports required under Articles 3(3)(d) and 24(1), (2) and (4) of AIFMD by November 2023. The reference period for the first reporting is Y1,H2,Q4 or X2 2023.

The IT technical guidance revision 6 replaces the IT technical guidance revision 5 published in January 2023.

 

Translated versions
ESMA60-1389274163-2560 Stress testing MMFs in the EU – First evidence from fund reporting Fund Management, Market data, Risk monitoring Reference DOWNLOAD 369.36 KB
ESMA74-361-1818 Terms of Reference - Data Standing Committee Risk monitoring Reference DOWNLOAD 171.84 KB
ESMA50-157-3452 Terms of Reference - Risk Standing Committee Risk monitoring Reference DOWNLOAD 156.4 KB