ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

54 documents
Date Reference Title Sort ascending Sections Type Main document Info
ESMA35-36-1262 Technical Q&As on product intervention measures on CFDs and binary options Investor protection Q&A DOWNLOAD 147.84 KB
JC 2022 26 SFDR queries forwarded to the Commission Joint Committee, Sustainable finance Q&A DOWNLOAD 132.33 KB
Joint Committee SFDR Q&As Questions related to Regulation (EU) 2019/2088 on SFDR Joint Committee, Sustainable finance Q&A DOWNLOAD 794.9 KB
2015/1005 Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing Digital Finance and Innovation Q&A DOWNLOAD 157.73 KB
2016/1586 Questions and Answers on UCITS Directive Fund Management Q&A DOWNLOAD 454.07 KB
ESMA33-128-563 Questions and answers on the Securitisation Regulation Securitisation Q&A DOWNLOAD 1.7 MB
10-591 Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee CESR Archive Q&A DOWNLOAD 130.84 KB
ESMA70-872942901-38 Questions and Answers on MiFID II and MiFIR market structures topics Trading Q&A DOWNLOAD 1.54 MB
2016/JCESA QA Questions and Answers on Big Data Joint Committee Q&A DOWNLOAD 333.65 KB
ESMA70-151-1179 Questions and Answers ESMA CCP Stress Test Post Trading Q&A DOWNLOAD 694.47 KB
09-559 Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements CESR Archive Q&A DOWNLOAD 405.18 KB
2012/113 Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 Fund Management Q&A DOWNLOAD 83.79 KB
ESMA31-67-127 Question and answers on Transparency Directive (TD) Brexit, Issuer disclosure, Prospectus, Supervisory convergence, Transparency Q&A DOWNLOAD 352.79 KB
ESMA70-145-408 Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) Short Selling Q&A DOWNLOAD 732.54 KB
ESMA74-362-893 QAs on SFTR data reporting Post Trading, Securities Financing Transactions, Trade Repositories Q&A DOWNLOAD 439.13 KB
ESMA31-62-1258 Q&As on the Prospectus Regulation Prospectus Q&A DOWNLOAD 1.01 MB
JC Q&As SFDR Q&As on the interpretation of Regulation (EU) 2019/2088 SFDR Joint Committee, Sustainable finance Q&A DOWNLOAD 610.45 KB
ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics Investor protection, Supervisory convergence Q&A DOWNLOAD 1.18 MB
ESMA70-460-189 Q&As DLT Pilot Regulation Digital Finance and Innovation, Trading Q&A DOWNLOAD 313.42 KB
ESMA70-156-4448 Q&As - Central Securities Depositories Regulation Post Trading, Supervisory convergence Q&A DOWNLOAD 608.2 KB