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07-320 |
Q&A on Best Execution |
CESR Archive |
Q&A |
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09-559 |
Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements |
CESR Archive |
Q&A |
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10-222 |
FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
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10-521 |
FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
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10-591 |
Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee |
CESR Archive |
Q&A |
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2012/113 |
Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 |
Fund Management |
Q&A |
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2012/382 |
MiFID Q&A in the area of investor protection and intermediaries |
Investor protection |
Q&A |
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2013/159 |
Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) |
Short Selling |
Q&A |
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2015/1005 |
Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing |
Digital Finance and Innovation |
Q&A |
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2016/1586 |
Questions and Answers on UCITS Directive |
Fund Management |
Q&A |
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2016/1669 |
2016-1669 Q&A on AIFMD |
Fund Management |
Q&A |
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2016/1673 |
2016-1673 Q&A on MiFID II commodity derivatives topics |
Trading |
Q&A |
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2016/665 |
Q&A on ESMA’s EU-wide stress tests for CCPs |
Post Trading |
Q&A |
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2016/JCESA QA |
Questions and Answers on Big Data |
Joint Committee |
Q&A |
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ESA 2021 12 |
Joint ESA QAs BM |
Post Trading |
Q&A |
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ESMA31-62-1258 |
Q&As on the Prospectus Regulation |
Prospectus |
Q&A |
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ESMA31-62-780 |
Q&A on Prospectus Related Topics |
Brexit, Issuer disclosure, Prospectus, Corporate Governance, About ESMA, Prospectus, Supervisory convergence |
Q&A |
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ESMA31-67-127 |
Question and answers on Transparency Directive (TD) |
Brexit, Issuer disclosure, Prospectus, Supervisory convergence, Transparency |
Q&A |
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ESMA32-51-370 |
Q&A on ESMA Guidelines on Alternative Performance Measures |
Issuer disclosure, About ESMA |
Q&A |
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ESMA33-128-563 |
Questions and answers on the Securitisation Regulation |
Securitisation |
Q&A |
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