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07-320 |
Q&A on Best Execution |
CESR Archive |
Q&A |
DOWNLOAD 578.51 KB |
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09-559 |
Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements |
CESR Archive |
Q&A |
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10-222 |
FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
DOWNLOAD 327.78 KB |
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10-591 |
Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee |
CESR Archive |
Q&A |
DOWNLOAD 130.84 KB |
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10-521 |
FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
DOWNLOAD 206.24 KB |
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2012/113 |
Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 |
Fund Management |
Q&A |
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2012/382 |
MiFID Q&A in the area of investor protection and intermediaries |
Investor protection |
Q&A |
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2013/159 |
Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) |
Short Selling |
Q&A |
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2015/1005 |
Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing |
Digital Finance and Innovation |
Q&A |
DOWNLOAD 157.73 KB |
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2016/665 |
Q&A on ESMA’s EU-wide stress tests for CCPs |
Post Trading |
Q&A |
DOWNLOAD 269.98 KB |
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2016/1586 |
Questions and Answers on UCITS Directive |
Fund Management |
Q&A |
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2016/1669 |
2016-1669 Q&A on AIFMD |
Fund Management |
Q&A |
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2016/1673 |
2016-1673 Q&A on MiFID II commodity derivatives topics |
Trading |
Q&A |
DOWNLOAD 338.93 KB |
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2016/JCESA QA |
Questions and Answers on Big Data |
Joint Committee |
Q&A |
DOWNLOAD 333.65 KB |
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ESMA35-36-794 |
Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID |
Investor protection |
Q&A |
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ESMA70-151-957 |
MiFID II Q&A on post-trading issues |
Trading, Post Trading |
Q&A |
DOWNLOAD 280.02 KB |
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ESMA70-151-1179 |
Questions and Answers ESMA CCP Stress Test |
Post Trading |
Q&A |
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ESMA70-145-408 |
Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) |
Short Selling |
Q&A |
DOWNLOAD 732.54 KB |
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ESMA35-36-1262 |
Technical Q&As on product intervention measures on CFDs and binary options |
Investor protection |
Q&A |
DOWNLOAD 147.84 KB |
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ESMA31-62-780 |
Q&A on Prospectus Related Topics |
Brexit, Issuer disclosure, Prospectus, Corporate Governance, About ESMA, Prospectus, Supervisory convergence |
Q&A |
DOWNLOAD 957.9 KB |
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