|
ESMA70-460-189 |
Q&As DLT Pilot Regulation |
Digital Finance and Innovation, Trading |
Q&A |
DOWNLOAD 313.42 KB |
|
|
2015/1005 |
Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing |
Digital Finance and Innovation |
Q&A |
DOWNLOAD 157.73 KB |
|
|
10-521 |
FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
DOWNLOAD 206.24 KB |
|
|
10-591 |
Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee |
CESR Archive |
Q&A |
DOWNLOAD 130.84 KB |
|
|
10-222 |
FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
DOWNLOAD 327.78 KB |
|
|
09-559 |
Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements |
CESR Archive |
Q&A |
DOWNLOAD 405.18 KB |
|
|
07-320 |
Q&A on Best Execution |
CESR Archive |
Q&A |
DOWNLOAD 578.51 KB |
|