|
|
ESMA35-43-349 |
Q&As on MiFID II and MiFIR investor protection topics |
Investor protection, Supervisory convergence |
Q&A |
DOWNLOAD 1.18 MB |
|
|
|
ESMA70-145-114 |
Q&A on the Benchmarks Regulation (BMR) |
Benchmarks, Supervisory convergence |
Q&A |
DOWNLOAD 730.96 KB |
|
|
|
ESMA34-32-352 |
Q&A on the Application of the AIFMD |
Fund Management, Supervisory convergence |
Q&A |
DOWNLOAD 805.75 KB |
|
|
|
ESMA70-1861941480-56 |
Q&A on MiFIR data reporting |
Supervisory convergence, Trading |
Q&A |
DOWNLOAD 1.26 MB |
|
|
|
ESMA70-156-4448 |
Q&As - Central Securities Depositories Regulation |
Post Trading, Supervisory convergence |
Q&A |
DOWNLOAD 608.2 KB |
|
|
|
ESMA31-67-127 |
Question and answers on Transparency Directive (TD) |
Brexit, Issuer disclosure, Prospectus, Supervisory convergence, Transparency |
Q&A |
DOWNLOAD 352.79 KB |
|
|
|
ESMA71-99-1423 |
QA Fast Track Peer Review - Wirecard |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence |
Q&A |
DOWNLOAD 248.14 KB |
|
|
|
ESMA31-62-780 |
Q&A on Prospectus Related Topics |
Brexit, Issuer disclosure, Prospectus, Corporate Governance, About ESMA, Prospectus, Supervisory convergence |
Q&A |
DOWNLOAD 957.9 KB |
|
|
|
10-521 |
FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
DOWNLOAD 206.24 KB |
|
|
|
10-591 |
Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee |
CESR Archive |
Q&A |
DOWNLOAD 130.84 KB |
|
|
|
10-222 |
FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
DOWNLOAD 327.78 KB |
|
|
|
09-559 |
Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements |
CESR Archive |
Q&A |
DOWNLOAD 405.18 KB |
|
|
|
07-320 |
Q&A on Best Execution |
CESR Archive |
Q&A |
DOWNLOAD 578.51 KB |
|
