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ESMA80-1467488426-27 |
Supervision Annual Report 2016 and Work Programme 2017 |
Credit Rating Agencies, Trade Repositories |
Report |
DOWNLOAD 2.58 MB |
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ESMA81-393-98 |
Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing |
Benchmarks, Supervisory convergence |
Report |
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07-320 |
Q&A on Best Execution |
CESR Archive |
Q&A |
DOWNLOAD 578.51 KB |
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09-559 |
Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements |
CESR Archive |
Q&A |
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10-222 |
FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
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10-521 |
FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
DOWNLOAD 206.24 KB |
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10-591 |
Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee |
CESR Archive |
Q&A |
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2011/116 Annex 2 |
Progress report on equivalence of Indian Accounting Standards with IFRS |
Audit |
Report |
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2011/265 |
11th Extract from the EECS's Database of Enforcement Decisions |
Financial reporting |
Report |
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2012/113 |
Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 |
Fund Management |
Q&A |
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2012/382 |
MiFID Q&A in the area of investor protection and intermediaries |
Investor protection |
Q&A |
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2012/656 |
12th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
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2013/1545 |
14th Extract from the EECS' database of enforcement |
Financial reporting |
Report |
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2013/159 |
Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) |
Short Selling |
Q&A |
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2013/444 |
13th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
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2013/619 Annex II |
Comparative table of responses from EEA States |
Prospectus |
Report |
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2013/619 Annex III |
Individual responses from EEA States |
Prospectus |
Report |
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2014/1373 |
16th Extract from the EECS's Database of Enforcement |
Financial reporting |
Report |
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2014/377 |
15th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
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2015/1005 |
Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing |
Digital Finance and Innovation |
Q&A |
DOWNLOAD 157.73 KB |
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