ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
36 documents
| Date Sort ascending | Reference | Title | Sections | Type | Main document | Info |
|---|---|---|---|---|---|---|
| ESMA42-2004696504-7771 | Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR | Post Trading, Supervisory convergence | Report | DOWNLOAD 419.48 KB | ||
| ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | Investor protection, Supervisory convergence | Q&A | DOWNLOAD 1.18 MB | ||
| ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | DOWNLOAD 730.96 KB | ||
| ESMA91-1505572268-3108 | 2022 CCP Peer Review on Due diligence of clearing members | CCP, Supervisory convergence | Report | DOWNLOAD 571.53 KB | ||
| JC 2023 17 | Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities | Joint Committee, Supervisory convergence | Report | DOWNLOAD 336.07 KB | ||
| ESMA42-2004696504-7627 | Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I | Supervisory convergence | Report | DOWNLOAD 482.4 KB | ||
| ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | DOWNLOAD 805.75 KB | ||
| ESMA42-111-7570 | Follow-up Peer Review on Guidelines on ETFs and other UCITS issues | Supervisory convergence | Report | DOWNLOAD 925.06 KB | ||
| ESMA70-1861941480-56 | Q&A on MiFIR data reporting | Supervisory convergence, Trading | Q&A | DOWNLOAD 1.26 MB | ||
| ESMA70-156-4448 | Q&As - Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | DOWNLOAD 608.2 KB | ||
| ESMA42-111-7468 | Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU | Brexit, Supervisory convergence | Report | DOWNLOAD 1.03 MB | ||
| ESMA74-427-607 | EMIR and SFTR data quality report 2021 | Market data, Supervisory convergence | Report | DOWNLOAD 1.53 MB | ||
| ESMA42-111-5534 | Peer review report on cross border activities investment firms | Supervisory convergence | Report | DOWNLOAD 802.07 KB | ||
| ESMA42-110-3265 | Report on the independence of National Competent Authorities | Supervisory convergence | Report | DOWNLOAD 458.92 KB | ||
| ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | DOWNLOAD 200.21 KB | ||
| ESMA80-193-1713 | EMIR and SFTR data quality report 2020 | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Report | DOWNLOAD 791.94 KB | ||
| ESMA70-156-3351 | Report on PTRR services with regards to the clearing obligation | Post Trading, Supervisory convergence | Report | DOWNLOAD 2.03 MB | ||
| ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Issuer disclosure, Prospectus, Supervisory convergence, Transparency | Q&A | DOWNLOAD 352.79 KB | ||
| ESMA42-111-5349 | Fast Track Peer Review Report - Wirecard | Issuer disclosure, Guidelines and Technical standards, Supervisory convergence | Report | DOWNLOAD 1.33 MB | ||
| ESMA71-99-1423 | QA Fast Track Peer Review - Wirecard | Issuer disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | DOWNLOAD 248.14 KB |