ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

289 documents
Date Sort descending Reference Title Sections Type Main document Info
07-320 Q&A on Best Execution CESR Archive Q&A DOWNLOAD 578.51 KB
09-559 Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements CESR Archive Q&A DOWNLOAD 405.18 KB
10-222 FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members CESR Archive Q&A DOWNLOAD 327.78 KB
10-591 Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee CESR Archive Q&A DOWNLOAD 130.84 KB
10-521 FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members CESR Archive Q&A DOWNLOAD 206.24 KB
2012/113 Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 Fund Management Q&A DOWNLOAD 83.79 KB
2012/382 MiFID Q&A in the area of investor protection and intermediaries Investor protection Q&A DOWNLOAD 319.78 KB
2013/159 Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) Short Selling Q&A DOWNLOAD 873.32 KB
2015/1005 Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing Digital Finance and Innovation Q&A DOWNLOAD 157.73 KB
2015/MB/49 Summary of Conclusion 23 June 2015 meeting of the Management Board Management Board Summary of Conclusions DOWNLOAD 153.07 KB
2015/BS/168rev SoC Board of Supervisors - conference call 31 August 2015 Board of Supervisors Summary of Conclusions DOWNLOAD 122.18 KB
2015/BS/140 SoC June 2015 Board of Supervisors Board of Supervisors Summary of Conclusions DOWNLOAD 281.54 KB
2015/BS/139rev SoC Board of Supervisors - 9 July conference call Board of Supervisors Summary of Conclusions DOWNLOAD 163.45 KB
2015/SMSG/022 SoC August 2015 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 196.51 KB
2015/SMSG/030 SoC SMSG September Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 164.91 KB
2015/SMSG/021 SoC Joint meeting SMSG-BoS Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 122.75 KB
2015/MB/60rev SoC Management Board 23 September 2015 Management Board Summary of Conclusions DOWNLOAD 64.17 KB
2015/BS/202rev1 Summary of Conclusions September 2015 Board meeting Board of Supervisors Summary of Conclusions DOWNLOAD 278.25 KB
2015/MB/69 SoC 4 November meeting of the Management Board Management Board Summary of Conclusions DOWNLOAD 63.93 KB
2015/BS/232rev SoC November 2015 Board of Supervisors Board of Supervisors Summary of Conclusions DOWNLOAD 279.1 KB