|
|
07-320 |
Q&A on Best Execution |
CESR Archive |
Q&A |
DOWNLOAD 578.51 KB |
|
|
|
09-559 |
Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements |
CESR Archive |
Q&A |
DOWNLOAD 405.18 KB |
|
|
|
10-222 |
FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
DOWNLOAD 327.78 KB |
|
|
|
10-521 |
FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
DOWNLOAD 206.24 KB |
|
|
|
10-591 |
Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee |
CESR Archive |
Q&A |
DOWNLOAD 130.84 KB |
|
|
|
2011/461 |
Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 555.25 KB |
|
|
|
2011/462 |
Final Report - Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 445.83 KB |
|
|
|
2011/463 |
Final report - Regulatory technical standards on the information for registration and certification of credit rating agencies |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 444.79 KB |
|
|
|
2011/464 |
Final report - Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 485.78 KB |
|
|
|
2012/113 |
Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 |
Fund Management |
Q&A |
DOWNLOAD 83.79 KB |
|
|
|
2012/228 |
Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps |
Short Selling |
Technical Standards |
DOWNLOAD 1.02 MB |
|
|
|
2012/382 |
MiFID Q&A in the area of investor protection and intermediaries |
Investor protection |
Q&A |
DOWNLOAD 319.78 KB |
|
|
|
2012/600 |
Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories |
Post Trading |
Technical Standards |
DOWNLOAD 1.88 MB |
|
|
|
2013/1087 |
Final Report on amended EMIR implementing technical standards |
Post Trading |
Technical Standards |
DOWNLOAD 335.07 KB |
|
|
|
2013/159 |
Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) |
Short Selling |
Q&A |
DOWNLOAD 873.32 KB |
|
|
|
2013/1657 |
Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion |
Post Trading |
Technical Standards |
DOWNLOAD 394.75 KB |
|
|
|
2013/1940 |
Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms |
|
Technical Standards |
DOWNLOAD 622.16 KB |
|
|
|
2013/1970 |
Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus |
Prospectus, Issuer disclosure |
Technical Standards |
DOWNLOAD 713.74 KB |
|
|
|
2013/413 |
Final Report - Draft regulatory technical standards on types of AIFMs |
Fund Management |
Technical Standards |
DOWNLOAD 116.08 KB |
|
|
|
2014/1184 |
Final report on ESMA's draft technical standards on the Clearing Obligation for Interest Rate OTC Derivatives |
Post Trading |
Technical Standards |
DOWNLOAD 1.17 MB |
|
