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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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706 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-1256 ESMA CRAs TRs thematic fees report Press Releases, Supervisory convergence, Trade Repositories Press Release DOWNLOAD 101.41 KB
Related documents CRAs and TRs Follow Up Fees Factsheet CRAs and TRs Follow Up Fees Factsheet
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ESMA71-99-1027 ESMA data analysis values EU derivatives market at €660 trillion with central clearing increasing significantly Press Releases, Risk monitoring Press Release DOWNLOAD 238.11 KB
2014/819 ESMA defines central clearing of interest rate and credit default swaps Press Releases Press Release DOWNLOAD 94.55 KB
2012/606 ESMA defines standards for derivatives and CCPs Press Releases Press Release DOWNLOAD 153.58 KB
ESMA71-99-925 ESMA Double Volume Cap delay Trading, Press Releases Press Release DOWNLOAD 216.16 KB
ESMA71-99-1269 ESMA extends recognition decisions for 3 UK CCPs Post Trading Press Release DOWNLOAD 85.15 KB
2016-1567 ESMA finalises advice on future rules for financial benchmarks Benchmarks Press Release DOWNLOAD 234.22 KB
2013/1661 ESMA finalises clearing and risk mitigation obligations for non-EU OTC derivatives Press Releases Press Release DOWNLOAD 93.92 KB
2012/801 ESMA finalises guidelines on repo arrangements for UCITS funds Fund Management, Press Releases Press Release DOWNLOAD 105.28 KB
2016/1577 ESMA finalises Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies, Press Releases Press Release DOWNLOAD 215.45 KB
2013/992 ESMA finalises supervisory co-operation agreements for alternative investment Fund Management, Press Releases, International cooperation Press Release DOWNLOAD 167.72 KB
ESMA71-99-1284 ESMA finds continued high risks as financial markets remain highly volatile Press Releases, Risk monitoring Press Release DOWNLOAD 94.61 KB
2012/330 ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses Press Releases, Supervisory convergence Press Release DOWNLOAD 177.71 KB
2016/582 ESMA finds room for improvement in national supervision of investment advice to retail clients Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 107.49 KB
Related documents Suitability Peer Review - Final Report Suitability Peer Review - Annex
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2016/468 ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 166.05 KB
ESMA71-99-466 ESMA fines Moody’s €1.24 million for credit ratings breaches Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 238.35 KB
Related documents Public Notice - Moody's Germany and Moody's United Kingdom
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ESMA43-475-63 ESMA fines S&P €1.11 million for failures related to the premature release of credit ratings to the public - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 228.56 KB
ESMA43-1868696574-751 ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 204.81 KB
ESMA71-99-613 ESMA highlights importance of LEI for MiFIDII/MiFIR compliance Trading, Press Releases Press Release DOWNLOAD 145.53 KB
Related documents Legal Entity Identifier - Briefing Note
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ESMA71-99-1651 ESMA highlights need for increased efforts on EMIR and SFTR data quality Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Press Release DOWNLOAD 85.72 KB
Related documents EMIR and SFTR data quality report 2020
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