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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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45 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-2076 Costs of retail investment products continue slow decline - Press Release Fund Management, Digital Finance and Innovation Press Release DOWNLOAD 154.61 KB
Related documents ESMA annual statistical report on performance and costs of retail investment products in the EU - 2023 Annexes - ESMA Statistical Report on Costs and Performance of EU Retail Investment Products
Summary
Translated versions
ESMA71-99-1084 Crypto-assets need common EU-wide approach to ensure investor protection Digital Finance and Innovation, Press Releases Press Release DOWNLOAD 148.74 KB
ESMA71-99-599 EBA and ESMA provide guidance to assess the suitability of management body members and key function holders Guidelines and Technical standards, Joint Committee, Investor protection, Press Releases Press Release DOWNLOAD 243.97 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
Summary
Translated versions
15-3-18 ESAs weigh benefits and risks of Big Data Digital Finance and Innovation, Press Releases Press Release DOWNLOAD 20.5 KB
2013/266 ESMA and the EBA warn investors about contracts for difference Investor protection, Warnings and publications for investors, Press Releases Press Release DOWNLOAD 119.01 KB
2016/743 ESMA assesses usefulness of distributed ledger technologies Digital Finance and Innovation, Press Releases, Risk monitoring Press Release DOWNLOAD 152.48 KB
ESMA71-844457584-322 ESMA calls for consistent application of MiFIR product intervention powers Digital Finance and Innovation Press Release DOWNLOAD 131.28 KB
ESMA71-545613100-2315 ESMA calls for legislative amendments to prevent undue costs in funds - Press Release Fund Management, Investor protection, Press Releases Press Release DOWNLOAD 168.56 KB
2013/726 ESMA clarifies pay rules applicable to investment firms Investor protection Press Release DOWNLOAD 111.92 KB
ESMA71-99-1334 ESMA consults on cloud outsourcing guidelines Digital Finance and Innovation Press Release DOWNLOAD 95.46 KB
2014/557 ESMA consults on MiFID reforms Investor protection, Press Releases, Trading Press Release DOWNLOAD 119.33 KB
2016/1438 ESMA consults on product governance guidelines to safeguard investors Investor protection, Press Releases Press Release DOWNLOAD 152.24 KB
Related documents Consultation Paper on Draft guidelines on MiFID II product governance requirements
Summary
Translated versions
2016/582 ESMA finds room for improvement in national supervision of investment advice to retail clients Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 107.49 KB
Related documents Suitability Peer Review - Final Report Suitability Peer Review - Annex
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Translated versions
ESMA71-99-1138 ESMA issues four positive opinions on national product intervention measures Investor protection, Press Releases Press Release DOWNLOAD 98.12 KB
2014/334 ESMA issues good practices for structured retail product governance Investor protection, Digital Finance and Innovation Press Release DOWNLOAD 105.37 KB
ESMA71-99-1670 ESMA launches call for evidence on digital finance Digital Finance and Innovation, Press Releases Press Release DOWNLOAD 86.79 KB
ESMA71-99-1935 ESMA makes recommendations to improve investor protection Investor protection, Press Releases Press Release DOWNLOAD 161.86 KB
2012/581 ESMA proposes remuneration guidelines for firms providing investment services Investor protection, Press Releases Press Release DOWNLOAD 130.32 KB
Related documents Guidelines on remuneration policies and practices (MiFID)
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2014/1574 ESMA provides implementing rules for MiFID II Investor protection, Press Releases, Trading Press Release DOWNLOAD 110.55 KB
2012/424 ESMA publishes MiFID guidelines to enhance investor protection Investor protection, Press Releases Press Release DOWNLOAD 118.08 KB