ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

253 documents
Date Sort descending Reference Title Sections Type Main document Info
2011/342 Opinion - Practical arrangements for the late transposition of the UCITS IV Directive Fund Management Opinion DOWNLOAD 41.33 KB
2012/715 ESMA Opinion on emergency measure by Spanish CNMV under Section 1 of Chapter V of Regulation No. 236/2012 on short selling and certain aspects of credit default swaps Short Selling Opinion DOWNLOAD 79.2 KB
2012/717 ESMA Opinion on emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No. 236/2012 on short selling and certain aspects of credit default swaps Short Selling Opinion DOWNLOAD 95.45 KB
2012/721 Opinion on Article 50(2)(a) of the UCITS Directive Fund Management Opinion DOWNLOAD 81.31 KB
2013/149 Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No 236/2012 on short selling and certain aspects of credit default swaps Short Selling Opinion DOWNLOAD 96.52 KB
2013/312 Regulatory technical standards on colleges for central counterparties supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 Post Trading Opinion DOWNLOAD 151.67 KB
2013/317 Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive Prospectus, Issuer disclosure Opinion DOWNLOAD 725.59 KB
2013/542 Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No 236/2012 on short selling and certain aspects of credit default swaps Short Selling, Market Integrity Opinion DOWNLOAD 96.41 KB
2013/1072 Practical arrangements for the late transposition of the AIFMD Fund Management Opinion DOWNLOAD 93.1 KB
ESA/2013/035 Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) Joint Committee Opinion DOWNLOAD 142.63 KB
2013/1944 Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation Prospectus, Issuer disclosure Opinion DOWNLOAD 75.6 KB
2014/146 MiFID practices for firms selling complex products Investor protection, Warnings and publications for investors Opinion DOWNLOAD 122.37 KB
2014/332 Structured Retail Products - Good practices for product governance arrangements Investor protection, Digital Finance and Innovation Opinion DOWNLOAD 203.1 KB
2014/576 Voting Procedures for CCP colleges under EMIR Post Trading Opinion DOWNLOAD 94.15 KB
2014/1312 ESMA opinion on emergency measure by the Italian CONSOB under the short-selling regulation Short Selling Opinion DOWNLOAD 137.35 KB
2014/1355 ESMA opinion on the renewal of short positions ban in Italy Short Selling Opinion DOWNLOAD 114.46 KB
2014/1378 Opinion - Investment-based crowdfunding Digital Finance and Innovation Opinion DOWNLOAD 460.92 KB
2015/223 Opinion on draft RTS on the Clearing Obligation Post Trading Opinion DOWNLOAD 601.97 KB
2015/511 Revised opinion on draft RTS on the clearing obligation on interest rate swaps Post Trading Opinion DOWNLOAD 336.52 KB
2015/838 ESMA's opinion on the composition of CCP colleges under EMIR Post Trading Opinion DOWNLOAD 131.98 KB