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2013/1944 |
Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation |
Prospectus, Issuer disclosure |
Opinion |
DOWNLOAD 75.6 KB |
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2013/317 |
Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive |
Prospectus, Issuer disclosure |
Opinion |
DOWNLOAD 725.59 KB |
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ESMA42-110-433 |
General Principles to support supervisory convergence in the context of the UK withdrawing from the EU |
Brexit, Supervisory convergence |
Opinion |
DOWNLOAD 182.68 KB |
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ESA/2013/035 |
Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) |
Joint Committee |
Opinion |
DOWNLOAD 142.63 KB |
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ESMA70-155-2270 |
MiFID II position limits London cocoa contracts |
Trading |
Opinion |
DOWNLOAD 124.05 KB |
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ESMA-70-155-1818 |
MiFID II position limits on aluminium contracts |
Trading |
Opinion |
DOWNLOAD 130.07 KB |
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ESMA70-155-1822 |
MiFID II position limits on copper products |
Trading |
Opinion |
DOWNLOAD 128.82 KB |
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ESMA70-155-2288 |
MiFID II position limits on ICE white sugar contracts |
Trading |
Opinion |
DOWNLOAD 122.88 KB |
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ESMA70-155-1826 |
MiFID II position limits on lead contracts |
Trading |
Opinion |
DOWNLOAD 128.95 KB |
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ESMA70-155-1830 |
MiFID II position limits on nickel contracts |
Trading |
Opinion |
DOWNLOAD 130.34 KB |
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ESMA70-155-2274 |
MiFID II position limits on Robusta coffee contracts |
Trading |
Opinion |
DOWNLOAD 138.74 KB |
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ESMA70-155-183 |
MiFID II position limits on tin contracts |
Trading |
Opinion |
DOWNLOAD 126.6 KB |
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ESMA70-155-1834 |
MiFID II position limits on zinc contracts |
Trading |
Opinion |
DOWNLOAD 129.7 KB |
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2014/146 |
MiFID practices for firms selling complex products |
Investor protection, Warnings and publications for investors |
Opinion |
DOWNLOAD 122.37 KB |
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ESMA70-156-1355 |
On frequent batch auctions (FBAs) and the double volume cap mechanism (DVCM) |
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Opinion |
DOWNLOAD 152.39 KB |
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ESMA70-151-1651 |
On the European Commission’s proposed amendments to SFTR |
Securitisation |
Opinion |
DOWNLOAD 405.72 KB |
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ESMA50-164-4575 |
Opinion - Collection of information for the effective monitoring of systemic risk under Article 24(5), first subparagraph, of the AIFMD |
Fund Management |
Opinion |
DOWNLOAD 135.74 KB |
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2016/1575 |
Opinion - Common indicators for new products and services under Article 15 and for significant changes under Article 49 of EMIR |
Post Trading |
Opinion |
DOWNLOAD 246.48 KB |
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2014/1378 |
Opinion - Investment-based crowdfunding |
Digital Finance and Innovation |
Opinion |
DOWNLOAD 460.92 KB |
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2011/342 |
Opinion - Practical arrangements for the late transposition of the UCITS IV Directive |
Fund Management |
Opinion |
DOWNLOAD 41.33 KB |
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