ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

94 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA35-335435667-5924 Public Statement on AI and investment services Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets Statement DOWNLOAD 206.21 KB
ESMA35-335435667-5871 Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review Investor protection Statement DOWNLOAD 108.77 KB
ESMA35-335435667-4342 Public Statement on securities lending Investor protection Statement DOWNLOAD 167.96 KB
ESMA35-335435667-4345 Opinion on the product intervention measures on CFDs and other high-risk products proposed by the Spanish CNMV Investor protection Opinion DOWNLOAD 309.03 KB
ESMA35-43-2725 Public Statement on 2022 CSA and MSE Investor protection Statement DOWNLOAD 161 KB
ESMA35-36-2813 Statement on investment firms providing unregulated services Investor protection Statement DOWNLOAD 361.75 KB
ESMA34-45-1747 Opinion on undue costs of UCITS and AIFs Fund Management, Investor protection Opinion DOWNLOAD 497.69 KB
ESMA35-43-3547 Public Statement on derivatives on fractions of shares Investor protection Statement DOWNLOAD 103.95 KB
ESMA35-43-3444 Deprioritisation of supervisory actions on the obligation to publish RTS 27 Investor protection Statement DOWNLOAD 63.34 KB
ESMA35-43-3109 ESMA Opinion on the product intervention measure relating to futures with additional payment obligations proposed by the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) Investor protection Opinion DOWNLOAD 205.48 KB
ESMA24-436-1425 Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Statement DOWNLOAD 619.63 KB
ESMA35-43-3328 Public statement on the impact of inflation in the context of investment services to retail clients Investor protection Statement DOWNLOAD 132.05 KB
ESMA35-43-3137 ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements Investor protection, Supervisory convergence Statement DOWNLOAD 119.34 KB
ESMA70-449-501 Opinion ITS insider lists Market Integrity, Investor protection, Trading, Trading Opinion DOWNLOAD 1.76 MB
ESMA70-449-497 Opinion RTS liquidity contracts for SME Growth Market issuers Market Integrity, Investor protection, Trading, Trading Opinion DOWNLOAD 849.59 KB
ESMA70-154-2780 ESMA’s Statement on Investment Recommendations on Social Media Market Integrity, Investor protection Statement DOWNLOAD 106.19 KB
ESMA35-43-2748 Public statement - Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements Investor protection Statement DOWNLOAD 161.08 KB
ESMA32-384-5209 ESMA Public Statement SPACs Investor protection, Prospectus Statement DOWNLOAD 151.59 KB
ESMA35-43-2749 ESMA Public Statement PFOF and zero-commission brokers Investor protection Statement DOWNLOAD 130.24 KB
ESMA35-43-2524 ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM Investor protection Opinion DOWNLOAD 267.28 KB