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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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325 documents
Date Reference Title Sections Type Main document Info
2016/602 Compliance table - Guidelines on ETFs and other UCITS issues Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 139.61 KB
2015/1131 ESMA Opinion on the renewal of emergency measure by the Greek HCMC under short selling regulation Short Selling, Market Integrity Opinion DOWNLOAD 110.11 KB
Related documents ESMA Opinion on emergency measure by the Greek HCMC under short selling regulation ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation
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Translated versions
2015/1139 ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation Short Selling, Market Integrity Opinion DOWNLOAD 114.23 KB
Related documents ESMA Opinion on emergency measure by the Greek HCMC under short selling regulation ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation ESMA Opinion on the renewal of emergency measure by the Greek HCMC under short selling regulation
Summary
Translated versions
2016/666 ANNEX Annex - Opinion on draft RTS 2 non-equity transparency Trading Opinion DOWNLOAD 633.28 KB
2016/730 ANNEX Annex - Opinion on draft RTS 20 on ancillary activity Trading Opinion DOWNLOAD 220.42 KB
2016/668 ANNEX Annex - Opinion on draft RTS 21 position limits Trading Opinion DOWNLOAD 124.02 KB
ESMA70-155-3655 Belgian Power Physical Base position limit opinion Trading Opinion DOWNLOAD 261.43 KB
ESMA70-145-103 Communication on launch of reference data submission under MAR Market Abuse, Market Integrity Opinion DOWNLOAD 132.12 KB
2013/923 Compliance table - compliance guidelines Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 100.87 KB
ESMA35-43-2183 Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 161.56 KB
ESMA32-67-184 Compliance table - guidelines on APMs ESMA 2015-1415 Issuer disclosure, Guidelines and Technical standards Compliance table DOWNLOAD 127.7 KB
ESMA35-43-1957 Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 163.99 KB
ESMA35-43-1968 Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 206.07 KB
2016/572 Compliance table - Guidelines on key concepts of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 153.05 KB
ESMA34-45-1128 Compliance table - Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 250.6 KB
ESMA34-32-458 Compliance table - Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 111.92 KB
2016/675 Compliance table - Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 143.93 KB
ESMA70-156-350 Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II Guidelines and Technical standards, Trading Compliance table DOWNLOAD 150.17 KB
ESMA70-145-153 Compliance table - MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Compliance table DOWNLOAD 179.29 KB
2013/922 Compliance table - suitability guidelines Investor protection, Guidelines and Technical standards Compliance table DOWNLOAD 74.33 KB