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ESMA34-1985693317-1074 |
Report on penalties and measures imposed under the AIFMD in 2022 |
Fund Management |
Report |
DOWNLOAD 626.73 KB |
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ESMA74-1103241886-880 |
Report on Suspicious Transaction and Order Reports (STORs) |
Market Abuse |
Report |
DOWNLOAD 404.04 KB |
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ESMA42-2004696504-7627 |
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I |
Supervisory convergence |
Report |
DOWNLOAD 482.4 KB |
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ESMA70-449-748 |
Report on the Call for Evidence on pre-hedging |
Market Abuse, Market Integrity |
Report |
DOWNLOAD 385.4 KB |
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ESMA35-335435667-4345 |
Opinion on the product intervention measures on CFDs and other high-risk products proposed by the Spanish CNMV |
Investor protection |
Opinion |
DOWNLOAD 309.03 KB |
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA24-450544452-1809 |
ESMA Opinion on 2021 Discharge Report |
About ESMA, Board of Supervisors |
Opinion |
DOWNLOAD 121.36 KB |
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ESMA34-45-1814 |
Report on Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds |
Fund Management |
Report |
DOWNLOAD 1.34 MB |
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ESMA70-156-6509 |
Final Report on Intra-day Volatility Management Mechanism |
Risk monitoring, Trading |
Report |
DOWNLOAD 661 KB |
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ESMA42-111-7570 |
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Report |
DOWNLOAD 925.06 KB |
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ESMA30-1668416927-2498 |
Progress Report on Greenwashing |
Sustainable finance |
Report |
DOWNLOAD 1.75 MB |
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ESMA34-45-1747 |
Opinion on undue costs of UCITS and AIFs |
Fund Management, Investor protection |
Opinion |
DOWNLOAD 497.69 KB |
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ESMA50-165-2483 |
TRV Article - EU natural gas derivatives markets: risks and trends |
Market data, Risk monitoring, Trading |
Report |
DOWNLOAD 595.05 KB |
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ESMA70-155-13072 |
Opinion on position limits on Milling Wheat |
Trading |
Opinion |
DOWNLOAD 381.35 KB |
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ESMA70-155-13070 |
Opinion on position limits on RAPESEED contract |
Trading |
Opinion |
DOWNLOAD 368.54 KB |
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ESMA70-155-13071 |
Opinion on position limits on CORN contract |
Trading |
Opinion |
DOWNLOAD 369.41 KB |
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JC 2023 07 |
Joint Committee Spring 2023 Report on Risks and Vulnerabilities |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 584.94 KB |
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ESMA50-165-2477 |
Market Report on EU Credit Ratings market 2023 |
Credit Rating Agencies, Market data, Risk monitoring |
Report |
DOWNLOAD 1.23 MB |
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ESMA74-427-719 |
2022 Report on Quality and Use of Transaction Data |
Market data |
Report |
DOWNLOAD 1.38 MB |
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ESMA35-42-1428 |
Supervisory Briefing on Copy Trading |
Investor protection |
Report |
DOWNLOAD 400.37 KB |
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