ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

79 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA35-335435667-5931 Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing Investor protection Report DOWNLOAD 998.39 KB
ESMA50-524821-3157 TRV Article - Social media sentiment: Influence on EU equity prices Investor protection, Risk monitoring Report DOWNLOAD 486.29 KB
ESMA35-335435667-4345 Opinion on the product intervention measures on CFDs and other high-risk products proposed by the Spanish CNMV Investor protection Opinion DOWNLOAD 309.03 KB
ESMA35-43-3861 Supervisory briefing on understanding the definition of advice under MiFID II Investor protection Report DOWNLOAD 844.02 KB
ESMA34-45-1747 Opinion on undue costs of UCITS and AIFs Fund Management, Investor protection Opinion DOWNLOAD 497.69 KB
ESMA35-42-1428 Supervisory Briefing on Copy Trading Investor protection Report DOWNLOAD 400.37 KB
JC 2022 81 Joint Thematic Report on national financial education initiatives on digitalization Joint Committee, Investor protection Report DOWNLOAD 364.38 KB
ESMA35-36-2780 Supervisory briefing - Supervision of cross-border activities of investment firms Investor protection Report DOWNLOAD 233.78 KB
ESMA35-43-3109 ESMA Opinion on the product intervention measure relating to futures with additional payment obligations proposed by the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) Investor protection Opinion DOWNLOAD 205.48 KB
ESMA35-43-3301 Report on Sanctions and measures imposed under MiFID II in 2021 Investor protection Report DOWNLOAD 900.31 KB
ESMA70-449-501 Opinion ITS insider lists Market Integrity, Investor protection, Trading, Trading Opinion DOWNLOAD 1.76 MB
ESMA70-449-497 Opinion RTS liquidity contracts for SME Growth Market issuers Market Integrity, Investor protection, Trading, Trading Opinion DOWNLOAD 849.59 KB
ESMA35-43-2751 Sanctions and measures imposed under MiFID II in 2020 Investor protection Report DOWNLOAD 383.39 KB
ESMA35-43-2524 ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM Investor protection Opinion DOWNLOAD 267.28 KB
ESMA35-43-2507 Report to the EU institutions Article 52 MiFIR Investor protection Report DOWNLOAD 354.1 KB
ESMA35-43-2427 Sanctions and measures imposed under MiFID II in 2019 Investor protection Report DOWNLOAD 563.38 KB
ESMA35-43-2320 ESMA opinion under article 43(2) MiFIR (HU_BO) Investor protection Opinion DOWNLOAD 110.81 KB
ESMA35-43-2321 ESMA opinion under article 43(2) MiFIR (HU_CFD) Investor protection Opinion DOWNLOAD 113.32 KB
ESMA 50-165-1098 ESMA annual statistical report on performance and costs of retail investment products in the EU - 2020 Fund Management, Digital Finance and Innovation, Investor protection Report DOWNLOAD 4.08 MB
ESMA35-43-2171 ESMA opinion under article 43(2) MiFIR (NO_CFD) Investor protection Opinion DOWNLOAD 123.35 KB