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2011/342 |
Opinion - Practical arrangements for the late transposition of the UCITS IV Directive |
Fund Management |
Opinion |
DOWNLOAD 41.33 KB |
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2011/461 |
Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 555.25 KB |
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2011/462 |
Final Report - Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 445.83 KB |
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2011/463 |
Final report - Regulatory technical standards on the information for registration and certification of credit rating agencies |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 444.79 KB |
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2011/464 |
Final report - Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 485.78 KB |
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2012/228 |
Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps |
Short Selling |
Technical Standards |
DOWNLOAD 1.02 MB |
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2012/600 |
Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories |
Post Trading |
Technical Standards |
DOWNLOAD 1.88 MB |
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2012/715 |
ESMA Opinion on emergency measure by Spanish CNMV under Section 1 of Chapter V of Regulation No. 236/2012 on short selling and certain aspects of credit default swaps |
Short Selling |
Opinion |
DOWNLOAD 79.2 KB |
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2012/717 |
ESMA Opinion on emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No. 236/2012 on short selling and certain aspects of credit default swaps |
Short Selling |
Opinion |
DOWNLOAD 95.45 KB |
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2012/721 |
Opinion on Article 50(2)(a) of the UCITS Directive |
Fund Management |
Opinion |
DOWNLOAD 81.31 KB |
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2013/1072 |
Practical arrangements for the late transposition of the AIFMD |
Fund Management |
Opinion |
DOWNLOAD 93.1 KB |
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2013/1087 |
Final Report on amended EMIR implementing technical standards |
Post Trading |
Technical Standards |
DOWNLOAD 335.07 KB |
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2013/149 |
Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No 236/2012 on short selling and certain aspects of credit default swaps |
Short Selling |
Opinion |
DOWNLOAD 96.52 KB |
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2013/1657 |
Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion |
Post Trading |
Technical Standards |
DOWNLOAD 394.75 KB |
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2013/1940 |
Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms |
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Technical Standards |
DOWNLOAD 622.16 KB |
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2013/1944 |
Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation |
Prospectus, Issuer disclosure |
Opinion |
DOWNLOAD 75.6 KB |
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2013/1970 |
Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus |
Prospectus, Issuer disclosure |
Technical Standards |
DOWNLOAD 713.74 KB |
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2013/312 |
Regulatory technical standards on colleges for central counterparties supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 |
Post Trading |
Opinion |
DOWNLOAD 151.67 KB |
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2013/317 |
Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive |
Prospectus, Issuer disclosure |
Opinion |
DOWNLOAD 725.59 KB |
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2013/413 |
Final Report - Draft regulatory technical standards on types of AIFMs |
Fund Management |
Technical Standards |
DOWNLOAD 116.08 KB |
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