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2011/342 |
Opinion - Practical arrangements for the late transposition of the UCITS IV Directive |
Fund Management |
Opinion |
DOWNLOAD 41.33 KB |
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2011/SMSG/11 |
Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 48.99 KB |
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2011/SMSG/12 |
Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 59.19 KB |
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2011/SMSG/13 |
Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 88.23 KB |
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2011/SMSG/18 |
Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 149.17 KB |
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2012/SMSG/6 |
Letter regarding deadlines for the submission of ESMA’s technical standards |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 82.35 KB |
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2012/SMSG/11 |
Advice on Guidelines on certain aspects of the MiFID suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 138.1 KB |
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2012/SMSG/12 |
Advice on Guidelines on certain aspects of the MiFID compliance function requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 83.35 KB |
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2012/SMSG/60 |
SMSG advice on Guidelines on sound remuneration policies under the AIFMD |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 81.39 KB |
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2012/SMSG/59 |
Securities and Markets Stakeholder Group – Report on Helping Small and Medium Sized Companies Access Funding |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 497.32 KB |
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2012/715 |
ESMA Opinion on emergency measure by Spanish CNMV under Section 1 of Chapter V of Regulation No. 236/2012 on short selling and certain aspects of credit default swaps |
Short Selling |
Opinion |
DOWNLOAD 79.2 KB |
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2012/717 |
ESMA Opinion on emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No. 236/2012 on short selling and certain aspects of credit default swaps |
Short Selling |
Opinion |
DOWNLOAD 95.45 KB |
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2012/721 |
Opinion on Article 50(2)(a) of the UCITS Directive |
Fund Management |
Opinion |
DOWNLOAD 81.31 KB |
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2013/149 |
Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No 236/2012 on short selling and certain aspects of credit default swaps |
Short Selling |
Opinion |
DOWNLOAD 96.52 KB |
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2013/312 |
Regulatory technical standards on colleges for central counterparties supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 |
Post Trading |
Opinion |
DOWNLOAD 151.67 KB |
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2013/317 |
Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive |
Prospectus, Issuer disclosure |
Opinion |
DOWNLOAD 725.59 KB |
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2013/542 |
Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No 236/2012 on short selling and certain aspects of credit default swaps |
Short Selling, Market Integrity |
Opinion |
DOWNLOAD 96.41 KB |
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2013/1072 |
Practical arrangements for the late transposition of the AIFMD |
Fund Management |
Opinion |
DOWNLOAD 93.1 KB |
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ESA/2013/035 |
Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) |
Joint Committee |
Opinion |
DOWNLOAD 142.63 KB |
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2013/1944 |
Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation |
Prospectus, Issuer disclosure |
Opinion |
DOWNLOAD 75.6 KB |
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