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ESMA22-106-4247 |
SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements |
Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence |
SMSG Advice |
DOWNLOAD 232.86 KB |
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ESMA70-154-270 |
Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union |
Brexit, Trading, Supervisory convergence |
Opinion |
DOWNLOAD 181.69 KB |
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ESMA35-43-762 |
Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union |
Brexit, Investor protection, Supervisory convergence |
Opinion |
DOWNLOAD 236.23 KB |
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ESMA35-45-344 |
Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union |
Brexit, Fund Management, Supervisory convergence |
Opinion |
DOWNLOAD 246.6 KB |
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ESMA42-110-433 |
General Principles to support supervisory convergence in the context of the UK withdrawing from the EU |
Brexit, Supervisory convergence |
Opinion |
DOWNLOAD 182.68 KB |
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2014/146 |
MiFID practices for firms selling complex products |
Investor protection, Warnings and publications for investors |
Opinion |
DOWNLOAD 122.37 KB |
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