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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA34-45-1814 |
Report on Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds |
Fund Management |
Report |
DOWNLOAD 1.34 MB |
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ESMA70-156-6509 |
Final Report on Intra-day Volatility Management Mechanism |
Risk monitoring, Trading |
Report |
DOWNLOAD 661 KB |
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Ares(2023)3906255 |
Formal request to ESMA for technical advice on the review of Commission Directive 2007/16/EC on UCITS eligible assets |
Fund Management |
Letter |
DOWNLOAD 442.61 KB |
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ESA 2023 11 |
ESAs letter to the European Commission on EMIR bilateral margining framework and equity options |
Post Trading |
Letter |
DOWNLOAD 186.11 KB |
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ESMA42-111-7570 |
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Report |
DOWNLOAD 925.06 KB |
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ESMA74-1658524332-687 |
Letter to the European Commission on the MiFIR review – transparency regime for single name-CDS and standardised OTC-derivatives |
Post Trading |
Letter |
DOWNLOAD 133.55 KB |
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ESMA30-1668416927-2498 |
Progress Report on Greenwashing |
Sustainable finance |
Report |
DOWNLOAD 1.75 MB |
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ESMA32-1188985980-272 |
ESMA response to IFRS Interpretations Committee on Tentative Agenda Decision: Premiums Receivable from an Intermediary (IFRS 17 and IFRS 9) |
Financial reporting |
Letter |
DOWNLOAD 166.45 KB |
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ESMA50-165-2483 |
TRV Article - EU natural gas derivatives markets: risks and trends |
Market data, Risk monitoring, Trading |
Report |
DOWNLOAD 595.05 KB |
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ESMA22-439-1185 |
Letter to the European Commission on Prioritisation of 2023 ESMA deliverables |
About ESMA |
Letter |
DOWNLOAD 226.98 KB |
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JC 2023 07 |
Joint Committee Spring 2023 Report on Risks and Vulnerabilities |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 584.94 KB |
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ESMA50-165-2477 |
Market Report on EU Credit Ratings market 2023 |
Credit Rating Agencies, Market data, Risk monitoring |
Report |
DOWNLOAD 1.23 MB |
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ESMA74-427-719 |
2022 Report on Quality and Use of Transaction Data |
Market data |
Report |
DOWNLOAD 1.38 MB |
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JC ESAs Q&As |
Letter from the European Commission on the Questions and Answers pursuant to article 16b(5) of the founding Regulations of the ESAs |
Joint Committee, Sustainable finance |
Letter |
DOWNLOAD 200.97 KB |
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ESMA35-42-1428 |
Supervisory Briefing on Copy Trading |
Investor protection |
Report |
DOWNLOAD 400.37 KB |
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ESMA32-63-1465 |
27th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 629.39 KB |
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ESMA24-436-1547 |
ESMA letter regarding concerns with changes to the insider list regime |
Investor protection, Market Integrity, Trading |
Letter |
DOWNLOAD 159.66 KB |
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fisma.b.2(2023)1812539 |
Letter from European Commission on assessment of the financial system’s resilience to stress in the transition to the EU’s 2030 goals for the reduction of greenhouse gas emissions |
Sustainable finance |
Letter |
DOWNLOAD 281.89 KB |
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ESMA70-445-794 |
Effects Assessment of the impact of the market correction mechanism on financial markets |
CCP, Risk monitoring, Trading |
Report |
DOWNLOAD 1.14 MB |
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