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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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40 documents
Date Reference Title Sections Type Main document Info
JC/2011/96 EBA, ESMA and EIOPA’s Report on the legal, regulatory and supervisory implementation across EU Member States in relation to the Beneficial Owners Customer Due Diligence requirements under the Third Money Laundering Directive [2005/60/EC] Joint Committee Final Report DOWNLOAD 552.11 KB
JC/2011/97 EBA, ESMA and EIOPA’s Report on the legal and regulatory provisions and supervisory expectations across EU Member States of Simplified Due Diligence requirements where the customers are credit and financial institutions under the Third Money Laundering Di Joint Committee Final Report DOWNLOAD 476.47 KB
JC/2012/86 ESA report on the application of AML/CTF obligations to, and the AML/CTF supervision of e-money issuers, agents and distributors in Europe. Joint Committee Final Report DOWNLOAD 476.42 KB
JC 2013-010 Joint Committee report on risks and vulnerabilities in the EU financial system, March 2013 Joint Committee Final Report DOWNLOAD 694.8 KB
JC 2013/050 Joint Committee report on risks and vulnerabilities in the EU financial system, August 2013 Joint Committee Final Report DOWNLOAD 793.91 KB
JC 2013/055 Identification of Financial Conglomerates Joint Committee Final Report DOWNLOAD 268.59 KB
JC 2013/056 Explanation of Changes in Compilation of Data Joint Committee Final Report DOWNLOAD 93.28 KB
JC-2013-72 Preliminary report on anti-money laundering and counter financing of terrorism Risk Based Supervision Joint Committee Final Report DOWNLOAD 636.21 KB
JC 2013/77 Joint Position of the European Supervisory Authorities on Manufacturers’ Product Oversight & Governance Processes Joint Committee Final Report DOWNLOAD 210.59 KB
JC 2014/004 Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations Joint Committee Final Report DOWNLOAD 519.98 KB
JC/2014/18 Report on risks and vulnerabilities in the EU financial system March 2014 Joint Committee Final Report DOWNLOAD 1.28 MB
JC/2014/062 Placement of financial instruments with depositors, retail investors and policy holders ('Self placement') Joint Committee Final Report DOWNLOAD 383.93 KB
JC/2014/063 Joint Committee Report on Risks and Vulnerabilities in the EU Financial System Risk monitoring, Joint Committee Final Report DOWNLOAD 507.84 KB
JC/2015/007 Joint Committee Report on Risks and Vulnerabilities in the EU Financial System Risk monitoring, Joint Committee Final Report DOWNLOAD 692.05 KB
JC/2015/022 Joint Committee Report on Securitisation Joint Committee Final Report DOWNLOAD 1.15 MB
JC/2015/053 Joint Committee Report on Risks and Vulnerabilities in the EU's financial markets - August 2015 Joint Committee Final Report DOWNLOAD 613.31 KB
EBA/Op/2015/20 Report on investment firms Joint Committee Final Report DOWNLOAD 1.2 MB
ESAs/2016/21 RTS on Risk Mitigation LegisWrite Joint Committee Final Report DOWNLOAD 419.38 KB
ESAs/2016/22 Annexes to RTS on Risk Mitigation LegisWrite Joint Committee Final Report DOWNLOAD 297.23 KB
ESAs/2016/23 Final Draft RTS on Risk Mitigation Techniques final Joint Committee Final Report DOWNLOAD 705.82 KB