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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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26 documents
Date Reference Title Sections Type Main document Info
2012/387 Final report Guidelines on certain aspects of the MiFID suitability requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 444.15 KB
2016/725 Draft RTS on indirect clearing arrangements under EMIR and MiFIR Guidelines and Technical standards, Post Trading, Trading Final Report DOWNLOAD 740.71 KB
2016/1412 Final Report on MAR Guidelines on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Final Report DOWNLOAD 566.52 KB
2016/1451 Final Report - Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II Guidelines and Technical standards, Trading Final Report DOWNLOAD 388.3 KB
ESMA70-151-552 Guidelines on transfer of data between Trade Repositories Guidelines and Technical standards, Post Trading Final Report DOWNLOAD 969.54 KB
ESMA70-154-266 Guidelines on the management body of market operators and data reporting service providers Guidelines and Technical standards, Trading Final Report DOWNLOAD 546.29 KB
Related documents Guidelines on the management body of market operators and data reporting services providers
Summary
Translated versions
ESMA34-39-968 Final report - Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards Final Report DOWNLOAD 483.83 KB
ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 395.33 KB
ESMA35-43-2938 Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 537.74 KB
ESMA50-1664-5224 Final report - Guidelines on stress test scenarios under the MMF Regulation 2021 Fund Management, Guidelines and Technical standards Final Report DOWNLOAD 657.04 KB
ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 475.42 KB
ESMA80-196-6345 Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Final Report DOWNLOAD 411.44 KB
ESMA91-372-1791 Final report on the Guidelines on the types and content of the provisions of Cooperation Arrangements CCP, Guidelines and Technical standards Final Report DOWNLOAD 862.01 KB
ESMA91-372-2346 Final Report on the Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR) CCP, Guidelines and Technical standards Final Report DOWNLOAD 910.65 KB
ESMA81-393-599 Final Report on review of RTS on recognition Benchmarks, Guidelines and Technical standards Final Report DOWNLOAD 712.24 KB
ESMA74-362-2281 Final report on the Guidelines for reporting under EMIR Guidelines and Technical standards, Market data, Trade Repositories Final Report DOWNLOAD 3.19 MB
ESMA34-45-1648 Final Report on the Draft technical standards on the notifications for cross-border marketing and cross-border management of AIFs and UCITS Fund Management, Guidelines and Technical standards Final Report DOWNLOAD 779.61 KB
ESMA35-43-3448 Final report on MiFID II guidelines on product governance Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 865.85 KB
ESMA35-36-2819 Final Report on the Review of the ITS on cooperation in supervisory activities under MiFID II Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 340.28 KB
ESMA91-372-2193 Final Report on the Draft Regulatory Technical Standards on Business Reorganisation Plans CCP, Guidelines and Technical standards Final Report DOWNLOAD 675.1 KB