ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

22 documents
Date Sort descending Reference Title Sections Type Main document Info
2012/3 Annual report on the application of the Regulation on credit rating agencies as provided by Article 21(5) and Article 39a of the Regulation (EU) No 1060/2009 as amended by Regulation No 1095/2010 Credit Rating Agencies Final Report DOWNLOAD 141.98 KB
2012/207 ESMA’s Report on the Supervision of Credit Rating Agencies Credit Rating Agencies Final Report DOWNLOAD 323.81 KB
2013/308 Annual report on the application of the Regulation on credit rating agencies - 2012 Credit Rating Agencies Final Report DOWNLOAD 601.08 KB
2013/1775 Sovereign ratings investigation - ESMA’s assessment of governance, conflicts of interest, resourcing adequacy and confidentiality controls Credit Rating Agencies Final Report DOWNLOAD 302.99 KB
2014/151 Credit Rating Agencies Annual Report 2013 Credit Rating Agencies Final Report DOWNLOAD 507.61 KB
2014/939 Report to the European Parliament, the Council and the Commission on ESMA’s staffing and resource for CRA supervision Credit Rating Agencies Final Report DOWNLOAD 322.49 KB
2014/1524 ESMA’s investigation into structured finance ratings Credit Rating Agencies Final Report DOWNLOAD 436.29 KB
2015/609 Guidelines on periodic information to be submitted to ESMA by Credit Rating Agencies Credit Rating Agencies Final Report DOWNLOAD 166.64 KB
2015/1473 Report on the Possibility of Establishing one or more Mappings of Credit Ratings Published on the European Rating Platform Credit Rating Agencies Final Report DOWNLOAD 515.48 KB
2015/1879 ESMA CRA Market Share Calculation Credit Rating Agencies Final Report DOWNLOAD 586.38 KB
2016-1575 Final Report on Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies Final Report DOWNLOAD 655.85 KB
ESMA33-9-205 Final Report on the application of the CRA endorsement regime Credit Rating Agencies Final Report DOWNLOAD 1.02 MB
ESMA33-9-207 Technical Advice on CRA Regulatory Equivalence - CRA 3 Update Credit Rating Agencies Final Report DOWNLOAD 1.51 MB
ESMA33-9-246 Final report on Supplementary Guidelines on Endorsement Credit Rating Agencies Final Report DOWNLOAD 948.62 KB
ESMA 33-9-295 Final Report Guidelines on the Submission of Periodic Information to ESMA by Credit Rating Agencies Credit Rating Agencies Final Report DOWNLOAD 769.91 KB
ESMA33-9-320 Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies Credit Rating Agencies Final Report DOWNLOAD 336.63 KB
ESMA43-370-103 Final report on TA on EMIR 2.2 CCP fines CCP, Credit Rating Agencies, Post Trading, Trade Repositories Final Report DOWNLOAD 478.11 KB
ESMA80-189-6982 EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges COVID-19, Credit Rating Agencies Final Report DOWNLOAD 436.43 KB
Related documents Press Release CLO Thematic Report
Summary
Translated versions
ESMA80-196-5170 Final Report Technical Advice on Fees Charged to CRAs by ESMA Credit Rating Agencies Final Report DOWNLOAD 404.7 KB
ESMA80-416-20 Final report on the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies Final Report DOWNLOAD 282.39 KB