|
|
ESMA35-335435667-4321 |
2022 Report on MiFID II sanctions |
Investor protection |
Final Report |
DOWNLOAD 428.45 KB |
|
|
|
2015/494 |
Best Execution under MiFID |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 761.62 KB |
|
|
|
|
|
ESMA35-43-2424 |
Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR |
Investor protection |
Final Report |
DOWNLOAD 1.23 MB |
|
|
|
ESMA35-42-1183 |
Draft technical standards under the European crowdfunding service providers for business Regulation |
Investor protection |
Final Report |
DOWNLOAD 1.43 MB |
|
|
|
ESMA35-43-2938 |
Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 537.74 KB |
|
|
|
ESMA35-43-3172 |
Final report - Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Final Report |
DOWNLOAD 612.85 KB |
|
|
|
2015/1861 |
Final report - Guidelines on cross-selling practices |
Investor protection |
Final Report |
DOWNLOAD 389.42 KB |
|
|
|
ESMA35-36-2621 |
Final report EBA-ESMA on SREP guidelines under IFD |
Investor protection |
Final Report |
DOWNLOAD 1.43 MB |
|
|
|
ESMA35-36-1946 |
Final Report Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 395.33 KB |
|
|
|
2012/387 |
Final report Guidelines on certain aspects of the MiFID suitability requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 444.15 KB |
|
|
|
2015/1783 |
Final Report on complex debt instruments and structured deposits |
Investor protection |
Final Report |
DOWNLOAD 409.89 KB |
|
|
|
ESMA70-156-6383 |
Final Report on ESMA's Opinion on the trading venue perimeter |
Investor protection, Trading |
Final Report |
DOWNLOAD 615.79 KB |
|
|
|
2015/1886 |
Final report on guidelines for the assessment of knowledge and competence |
Investor protection |
Final Report |
DOWNLOAD 422.68 KB |
|
|
|
ESMA35-36-2537 |
Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 475.42 KB |
|
|
|
ESMA35-43-620 |
Final report on guidelines on MiFID II product governance requirements |
Investor protection |
Final Report |
DOWNLOAD 713.52 KB |
|
|
|
ESMA35-43-1737 |
Final report on integrating sustainability risks and factors in the MIFID II |
Audit, Investor protection, Sustainable finance |
Final Report |
DOWNLOAD 371.73 KB |
|
|
|
ESMA35-36-2319 |
Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body |
Investor protection |
Final Report |
DOWNLOAD 883.62 KB |
|
|
|
ESMA35-43-3448 |
Final report on MiFID II guidelines on product governance |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 865.85 KB |
|
|
|
ESMA35-36-2848 |
Final Report on review of technical standards on passporting under Article 34 of MiFID II |
Investor protection |
Final Report |
DOWNLOAD 723.68 KB |
|
|
|
ESMA35-36-2819 |
Final Report on the Review of the ITS on cooperation in supervisory activities under MiFID II |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 340.28 KB |
|
