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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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28 documents
Date Reference Title Sections Type Main document Info
2012/387 Final report Guidelines on certain aspects of the MiFID suitability requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 444.15 KB
2015/494 Best Execution under MiFID Investor protection, Supervisory convergence Final Report DOWNLOAD 761.62 KB
Related documents MiFID practices for firms selling complex products Structured Retail Products - Good practices for product governance arrangements
Summary
Translated versions
2015/1783 Final Report on complex debt instruments and structured deposits Investor protection Final Report DOWNLOAD 409.89 KB
2015/1886 Final report on guidelines for the assessment of knowledge and competence Investor protection Final Report DOWNLOAD 422.68 KB
2015/1861 Final report - Guidelines on cross-selling practices Investor protection Final Report DOWNLOAD 389.42 KB
2016/584 Suitability Peer Review - Final Report Investor protection, Supervisory convergence Final Report DOWNLOAD 459.35 KB
2016/585 Suitability Peer Review - Annex Investor protection, Supervisory convergence Final Report DOWNLOAD 987.81 KB
ESMA35-43-620 Final report on guidelines on MiFID II product governance requirements Investor protection Final Report DOWNLOAD 713.52 KB
ESMA42-111-4285 Peer review on certain aspects of the compliance function under Mi-FID I Investor protection, Supervisory convergence Final Report DOWNLOAD 1.25 MB
ESMA35-43-869 Guidelines on certain aspects of the MiFID II suitability requirements Investor protection Final Report DOWNLOAD 788.12 KB
ESMA35-43-1737 Final report on integrating sustainability risks and factors in the MIFID II Audit, Investor protection, Sustainable finance Final Report DOWNLOAD 371.73 KB
ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 395.33 KB
ESMA35-43-2424 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR Investor protection Final Report DOWNLOAD 1.23 MB
ESMA74-362-1013 MiFIR review report on the obligations to report transactions and reference data Market data, Investor protection Final Report DOWNLOAD 1004.75 KB
ESMA35-36-2319 Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body Investor protection Final Report DOWNLOAD 883.62 KB
ESMA35-42-1183 Draft technical standards under the European crowdfunding service providers for business Regulation Investor protection Final Report DOWNLOAD 1.43 MB
ESMA35-43-2938 Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 537.74 KB
ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 475.42 KB
ESMA35-42-1227 Technical Advice on retail investor protection Investor protection Final Report DOWNLOAD 646.19 KB
ESMA35-42-1445 Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation Investor protection Final Report DOWNLOAD 235.72 KB